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Technical discussion of election methods

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The critical importance of Precinct Summability.

RB
robert bristow-johnson
Tue, Aug 27, 2024 3:14 AM

I was away from home in my previous reply and using my phone.  About the other part ...

On 08/26/2024 11:44 AM EDT Closed Limelike Curves closed.limelike.curves@gmail.com wrote:

...

I think we really need to be much more careful about precinct-summability. If we're not careful, we're going to hit a massive wall as soon as we talk about multi-winner systems, which usually aren't precinct-summable.

If you're doing PR (which I think is the purpose of RCV in multi-winner election), then it's gonna be something like the Gregory method with Droop quota and surplus votes transferred and runoffs eliminating the weakest candidates.  And it's not precinct summable.

Precinct verifiability is enough. In theory, it might be possible to drop the need for precinct verifiability, if you have some kind of end-to-end auditable procedure?

In the U.S. serialized ballots ain't gonna cut it.  Then we lose our vote by secret ballot.

But I don't know, since I'm not an election security expert or cryptographer, and nobody has adequately implemented E2E-auditable voting to my knowledge.

The first part of the information path, where the voter inserts their ballot into the tabulator and ballot box, that part has to be opaque to protect the voter's ballot secrecy.  We can't see any intermediate tallies until the end-of-day closing.

The first visible part of the information path is the tally printout at each polling place at the end-of-day closing.  Then post this paper tape of tallies at the polling place for everyone to see.  Like we do now with FPTP.

Publishing these precinct tallies on site essentially causes the rest of the information path to be transparent.  Knowing all of the precinct tallies is enough information to know who wins the election.  It would be pretty hard for someone to "just ... find 11780 votes" after the precinct tallies are all published.

--

r b-j . _ . _ . _ . _ rbj@audioimagination.com

"Imagination is more important than knowledge."

.
.
.

I was away from home in my previous reply and using my phone. About the other part ... > On 08/26/2024 11:44 AM EDT Closed Limelike Curves <closed.limelike.curves@gmail.com> wrote: > ... > I think we really need to be much more careful about precinct-summability. If we're not careful, we're going to hit a massive wall as soon as we talk about multi-winner systems, which usually aren't precinct-summable. If you're doing PR (which I think is the purpose of RCV in multi-winner election), then it's gonna be something like the Gregory method with Droop quota and surplus votes transferred and runoffs eliminating the weakest candidates. And it's not precinct summable. > Precinct verifiability is enough. In theory, it might be possible to drop the need for precinct verifiability, if you have some kind of end-to-end auditable procedure? In the U.S. serialized ballots ain't gonna cut it. Then we lose our vote by secret ballot. > But I don't know, since I'm not an election security expert or cryptographer, and nobody has adequately implemented E2E-auditable voting to my knowledge. The first part of the information path, where the voter inserts their ballot into the tabulator and ballot box, that part has to be opaque to protect the voter's ballot secrecy. We can't see any intermediate tallies until the end-of-day closing. The first visible part of the information path is the tally printout at each polling place at the end-of-day closing. Then post this paper tape of tallies at the polling place for everyone to see. Like we do now with FPTP. Publishing these precinct tallies on site essentially causes the rest of the information path to be transparent. Knowing all of the precinct tallies is enough information to know who wins the election. It would be pretty hard for someone to "just ... find 11780 votes" after the precinct tallies are all published. -- r b-j . _ . _ . _ . _ rbj@audioimagination.com "Imagination is more important than knowledge." . . .
KM
Kristofer Munsterhjelm
Tue, Aug 27, 2024 10:05 AM

On 2024-08-27 05:14, robert bristow-johnson wrote:

I was away from home in my previous reply and using my phone.  About the other part ...

On 08/26/2024 11:44 AM EDT Closed Limelike Curves closed.limelike.curves@gmail.com wrote:

...

I think we really need to be much more careful about
precinct-summability. If we're not careful, we're going to hit a
massive wall as soon as we talk about multi-winner systems, which
usually aren't precinct-summable.

If you're doing PR (which I think is the purpose of RCV in
multi-winner election), then it's gonna be something like the Gregory
method with Droop quota and surplus votes transferred and runoffs
eliminating the weakest candidates.  And it's not precinct summable.

I think that's his argument.

If Droop-proportional PR methods are desirable,
and (strong) summability is desirable,
and Droop proportionality is incompatible with strong summability,
then we have to give something up.

Which is it going to be?

There may be ways to solve or circumvent the dilemma. I can think of these:

  • If it turns out that DPC is not actually incompatible with strong
    summability, and we can invent a strongly summable method of a
    reasonable order, then no problem.

  • We could use party list instead of candidate-centered PR, or relax the
    type of proportionality required and fill the gap with DMP or party
    list-based top-up seats. For instance, Forest's method described in
    https://rangevoting.org/PuzzQWEAns15.html uses a weaker sense of
    proportionality ("color proportionality") and is summable.

  • We could use small district sizes and hope that/determine if weak
    summability is good enough. Weak summability says that if we hold the
    number of seats constant, then the method is summable, though it may be
    non-summable if we're allowed to vary the number of seats.

  • It's possible that PR isn't actually needed if the single-winner
    method is good enough; or that 2- or 3-seat districts suffice for the
    same reason. Robbie Robinette argues for Condorcet this way.
    https://medium.com/@robbierobinette/american-politicians-are-divided-but-the-people-are-not-9e944b90fc0a
    and https://betterchoices.vote/head-to-head-in-congress. This is related
    to the idea that proportionality of representatives isn't needed if
    their decisions are representative. I still would think that PR is
    good in a non-polarized system so reps with different points of view
    could discuss where they're coming from, but it's possible that the loss
    isn't as great as we think. (More on polarization here:
    https://link.springer.com/article/10.1007/s10602-022-09378-6 and
    https://arxiv.org/pdf/2306.07147)

Precinct verifiability is enough. In theory, it might be possible
to  drop the need for precinct verifiability, if you have some kind
of end-to-end auditable procedure?

In the U.S. serialized ballots ain't gonna cut it.  Then we lose our vote by secret ballot.

It might be possible. For instance, Warren Smith and Ron Rivest
mentioned a method where voters cast three ballots, two of which cancel
each other out, and then take the identifiers of some (but not all) of
them to use to verify the results later. The idea is that you can then
verify that the ballots you chose were counted, but people who are
coercing your vote can't know if you gave them the ID to your real
ballot or to one that cancels another out.

Apparently, it's been found to be flawed if the ballot asks for results
for multiple races.
https://en.wikipedia.org/wiki/ThreeBallot#Broken_encryption But perhaps
something similar can be devised.

The main problem with cryptographic schemes, I think, is that they make
the election process more opaque. The ThreeBallot scheme can at least be
understood by ordinary voters; even so, it's harder to deal with than no
encryption at all. But computer cryptography would be completely opaque.
The people would have to trust the voting machines.

Another human-legible method has apparently been tried in practice:
https://en.wikipedia.org/wiki/Scantegrity#Use_in_public_elections

-km

On 2024-08-27 05:14, robert bristow-johnson wrote: > > > I was away from home in my previous reply and using my phone. About the other part ... > >> On 08/26/2024 11:44 AM EDT Closed Limelike Curves <closed.limelike.curves@gmail.com> wrote: >> > ... >> I think we really need to be much more careful about >> precinct-summability. If we're not careful, we're going to hit a >> massive wall as soon as we talk about multi-winner systems, which >> usually aren't precinct-summable. > > If you're doing PR (which I think is the purpose of RCV in > multi-winner election), then it's gonna be something like the Gregory > method with Droop quota and surplus votes transferred and runoffs > eliminating the weakest candidates. And it's not precinct summable. I think that's his argument. If Droop-proportional PR methods are desirable, and (strong) summability is desirable, and Droop proportionality is incompatible with strong summability, then we have to give something up. Which is it going to be? There may be ways to solve or circumvent the dilemma. I can think of these: - If it turns out that DPC is not actually incompatible with strong summability, and we can invent a strongly summable method of a reasonable order, then no problem. - We could use party list instead of candidate-centered PR, or relax the type of proportionality required and fill the gap with DMP or party list-based top-up seats. For instance, Forest's method described in https://rangevoting.org/PuzzQWEAns15.html uses a weaker sense of proportionality ("color proportionality") and is summable. - We could use small district sizes and hope that/determine if weak summability is good enough. Weak summability says that if we hold the number of seats constant, then the method is summable, though it may be non-summable if we're allowed to vary the number of seats. - It's possible that PR isn't actually needed if the single-winner method is good enough; or that 2- or 3-seat districts suffice for the same reason. Robbie Robinette argues for Condorcet this way. https://medium.com/@robbierobinette/american-politicians-are-divided-but-the-people-are-not-9e944b90fc0a and https://betterchoices.vote/head-to-head-in-congress. This is related to the idea that proportionality of representatives isn't needed if their *decisions* are representative. I still would think that PR is good in a non-polarized system so reps with different points of view could discuss where they're coming from, but it's possible that the loss isn't as great as we think. (More on polarization here: https://link.springer.com/article/10.1007/s10602-022-09378-6 and https://arxiv.org/pdf/2306.07147) >> Precinct verifiability is enough. In theory, it might be possible >> to drop the need for precinct verifiability, if you have some kind >> of end-to-end auditable procedure? > > In the U.S. serialized ballots ain't gonna cut it. Then we lose our vote by secret ballot. It might be possible. For instance, Warren Smith and Ron Rivest mentioned a method where voters cast three ballots, two of which cancel each other out, and then take the identifiers of some (but not all) of them to use to verify the results later. The idea is that you can then verify that the ballots you chose were counted, but people who are coercing your vote can't know if you gave them the ID to your real ballot or to one that cancels another out. Apparently, it's been found to be flawed if the ballot asks for results for multiple races. https://en.wikipedia.org/wiki/ThreeBallot#Broken_encryption But perhaps something similar can be devised. The main problem with cryptographic schemes, I think, is that they make the election process more opaque. The ThreeBallot scheme can at least be understood by ordinary voters; even so, it's harder to deal with than no encryption at all. But computer cryptography would be completely opaque. The people would have to trust the voting machines. Another human-legible method has apparently been tried in practice: https://en.wikipedia.org/wiki/Scantegrity#Use_in_public_elections -km
CL
Closed Limelike Curves
Wed, Sep 4, 2024 5:14 PM

The cryptography can be fixed by placing each race on its own separate
ballot, but that's kind of a pain.

There's two different issues here. The first is we want to be able to
release precinct-level data, so we can check it for unusual patterns. The
second is we want to be sure none of the ballots are tampered with or
destroyed in transit (after polls close). Precinct summability implies both
(by letting us skip transit entirely), but isn't needed for either.

An easy way to prove ballots weren't tampered with in transport is WDS's
receipt proposal. Print a receipt (exact copy) of each vote and put it in a
box. Every ballot and receipt has a random serial number on it. After the
election, the government can post ballots along with randomized serial
numbers. Voters take a single random receipt from the box home with them
when they leave and check it. Now if any ballot is tampered with or
destroyed after leaving the precinct, some voter can prove it by showing
their receipt. Assuming even a handful of voters check their receipts, any
substantial fraud would be easy to detect. Ballot-box stuffing in transit
can be prevented simply by reporting the total number of votes (turnout) by
precinct.

This can be paired with tabulating full ballot data by precinct, then
releasing it after adding random noise (c.f. differential privacy) so we
can check for any weird patterns in precinct-level data. For any
non-chaotic rule (i.e. probably anything except STV), this noise will
cancel out. This can be helped by using a weakly-summable method like
proportional approval in moderately-sized districts (perhaps 4
representatives). Then people can calculate the results based on the
precinct data at the end.

On Tue, Aug 27, 2024 at 3:05 AM Kristofer Munsterhjelm <
km-elmet@munsterhjelm.no> wrote:

On 2024-08-27 05:14, robert bristow-johnson wrote:

I was away from home in my previous reply and using my phone.  About the

other part ...

On 08/26/2024 11:44 AM EDT Closed Limelike Curves <

...

I think we really need to be much more careful about
precinct-summability. If we're not careful, we're going to hit a
massive wall as soon as we talk about multi-winner systems, which
usually aren't precinct-summable.

If you're doing PR (which I think is the purpose of RCV in
multi-winner election), then it's gonna be something like the Gregory
method with Droop quota and surplus votes transferred and runoffs
eliminating the weakest candidates.  And it's not precinct summable.

I think that's his argument.

If Droop-proportional PR methods are desirable,
and (strong) summability is desirable,
and Droop proportionality is incompatible with strong summability,
then we have to give something up.

Which is it going to be?

There may be ways to solve or circumvent the dilemma. I can think of these:

  • If it turns out that DPC is not actually incompatible with strong
    summability, and we can invent a strongly summable method of a
    reasonable order, then no problem.

  • We could use party list instead of candidate-centered PR, or relax the
    type of proportionality required and fill the gap with DMP or party
    list-based top-up seats. For instance, Forest's method described in
    https://rangevoting.org/PuzzQWEAns15.html uses a weaker sense of
    proportionality ("color proportionality") and is summable.

  • We could use small district sizes and hope that/determine if weak
    summability is good enough. Weak summability says that if we hold the
    number of seats constant, then the method is summable, though it may be
    non-summable if we're allowed to vary the number of seats.

  • It's possible that PR isn't actually needed if the single-winner
    method is good enough; or that 2- or 3-seat districts suffice for the
    same reason. Robbie Robinette argues for Condorcet this way.

https://medium.com/@robbierobinette/american-politicians-are-divided-but-the-people-are-not-9e944b90fc0a
and https://betterchoices.vote/head-to-head-in-congress. This is related
to the idea that proportionality of representatives isn't needed if
their decisions are representative. I still would think that PR is
good in a non-polarized system so reps with different points of view
could discuss where they're coming from, but it's possible that the loss
isn't as great as we think. (More on polarization here:
https://link.springer.com/article/10.1007/s10602-022-09378-6 and
https://arxiv.org/pdf/2306.07147)

Precinct verifiability is enough. In theory, it might be possible
to  drop the need for precinct verifiability, if you have some kind
of end-to-end auditable procedure?

In the U.S. serialized ballots ain't gonna cut it.  Then we lose our

vote by secret ballot.

It might be possible. For instance, Warren Smith and Ron Rivest
mentioned a method where voters cast three ballots, two of which cancel
each other out, and then take the identifiers of some (but not all) of
them to use to verify the results later. The idea is that you can then
verify that the ballots you chose were counted, but people who are
coercing your vote can't know if you gave them the ID to your real
ballot or to one that cancels another out.

Apparently, it's been found to be flawed if the ballot asks for results
for multiple races.
https://en.wikipedia.org/wiki/ThreeBallot#Broken_encryption But perhaps
something similar can be devised.

The main problem with cryptographic schemes, I think, is that they make
the election process more opaque. The ThreeBallot scheme can at least be
understood by ordinary voters; even so, it's harder to deal with than no
encryption at all. But computer cryptography would be completely opaque.
The people would have to trust the voting machines.

Another human-legible method has apparently been tried in practice:
https://en.wikipedia.org/wiki/Scantegrity#Use_in_public_elections

-km

Election-Methods mailing list - see https://electorama.com/em for list
info

The cryptography can be fixed by placing each race on its own separate ballot, but that's kind of a pain. There's two different issues here. The first is we want to be able to release precinct-level data, so we can check it for unusual patterns. The second is we want to be sure none of the ballots are tampered with or destroyed in transit (after polls close). Precinct summability implies both (by letting us skip transit entirely), but isn't needed for either. An easy way to prove ballots weren't tampered with in transport is WDS's receipt proposal. Print a receipt (exact copy) of each vote and put it in a box. Every ballot and receipt has a random serial number on it. After the election, the government can post ballots along with randomized serial numbers. Voters take a single random receipt from the box home with them when they leave and check it. Now if any ballot is tampered with or destroyed after leaving the precinct, some voter can prove it by showing their receipt. Assuming even a handful of voters check their receipts, any substantial fraud would be easy to detect. Ballot-box stuffing in transit can be prevented simply by reporting the total number of votes (turnout) by precinct. This can be paired with tabulating full ballot data by precinct, then releasing it after adding random noise (c.f. differential privacy) so we can check for any weird patterns in precinct-level data. For any non-chaotic rule (i.e. probably anything except STV), this noise will cancel out. This can be helped by using a weakly-summable method like proportional approval in moderately-sized districts (perhaps 4 representatives). Then people can calculate the results based on the precinct data at the end. On Tue, Aug 27, 2024 at 3:05 AM Kristofer Munsterhjelm < km-elmet@munsterhjelm.no> wrote: > > On 2024-08-27 05:14, robert bristow-johnson wrote: > > > > > > I was away from home in my previous reply and using my phone. About the > other part ... > > > >> On 08/26/2024 11:44 AM EDT Closed Limelike Curves < > closed.limelike.curves@gmail.com> wrote: > >> > > ... > >> I think we really need to be much more careful about > >> precinct-summability. If we're not careful, we're going to hit a > >> massive wall as soon as we talk about multi-winner systems, which > >> usually aren't precinct-summable. > > > > If you're doing PR (which I think is the purpose of RCV in > > multi-winner election), then it's gonna be something like the Gregory > > method with Droop quota and surplus votes transferred and runoffs > > eliminating the weakest candidates. And it's not precinct summable. > > I think that's his argument. > > If Droop-proportional PR methods are desirable, > and (strong) summability is desirable, > and Droop proportionality is incompatible with strong summability, > then we have to give something up. > > Which is it going to be? > > There may be ways to solve or circumvent the dilemma. I can think of these: > > - If it turns out that DPC is not actually incompatible with strong > summability, and we can invent a strongly summable method of a > reasonable order, then no problem. > > - We could use party list instead of candidate-centered PR, or relax the > type of proportionality required and fill the gap with DMP or party > list-based top-up seats. For instance, Forest's method described in > https://rangevoting.org/PuzzQWEAns15.html uses a weaker sense of > proportionality ("color proportionality") and is summable. > > - We could use small district sizes and hope that/determine if weak > summability is good enough. Weak summability says that if we hold the > number of seats constant, then the method is summable, though it may be > non-summable if we're allowed to vary the number of seats. > > - It's possible that PR isn't actually needed if the single-winner > method is good enough; or that 2- or 3-seat districts suffice for the > same reason. Robbie Robinette argues for Condorcet this way. > > https://medium.com/@robbierobinette/american-politicians-are-divided-but-the-people-are-not-9e944b90fc0a > and https://betterchoices.vote/head-to-head-in-congress. This is related > to the idea that proportionality of representatives isn't needed if > their *decisions* are representative. I still would think that PR is > good in a non-polarized system so reps with different points of view > could discuss where they're coming from, but it's possible that the loss > isn't as great as we think. (More on polarization here: > https://link.springer.com/article/10.1007/s10602-022-09378-6 and > https://arxiv.org/pdf/2306.07147) > > > >> Precinct verifiability is enough. In theory, it might be possible > >> to drop the need for precinct verifiability, if you have some kind > >> of end-to-end auditable procedure? > > > > In the U.S. serialized ballots ain't gonna cut it. Then we lose our > vote by secret ballot. > > It might be possible. For instance, Warren Smith and Ron Rivest > mentioned a method where voters cast three ballots, two of which cancel > each other out, and then take the identifiers of some (but not all) of > them to use to verify the results later. The idea is that you can then > verify that the ballots you chose were counted, but people who are > coercing your vote can't know if you gave them the ID to your real > ballot or to one that cancels another out. > > Apparently, it's been found to be flawed if the ballot asks for results > for multiple races. > https://en.wikipedia.org/wiki/ThreeBallot#Broken_encryption But perhaps > something similar can be devised. > > The main problem with cryptographic schemes, I think, is that they make > the election process more opaque. The ThreeBallot scheme can at least be > understood by ordinary voters; even so, it's harder to deal with than no > encryption at all. But computer cryptography would be completely opaque. > The people would have to trust the voting machines. > > Another human-legible method has apparently been tried in practice: > https://en.wikipedia.org/wiki/Scantegrity#Use_in_public_elections > > -km > ---- > Election-Methods mailing list - see https://electorama.com/em for list > info >