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Technical discussion of election methods

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Method X

KM
Kristofer Munsterhjelm
Sat, Aug 5, 2023 8:38 PM

On 8/5/23 19:21, Forest Simmons wrote:

Do you consider Implicit Approval Chain Climbing to be burial resistant?

The "just barely" nature of implicit approval makes methods that use it
a little unsatisfactory to me. I'd like methods to degrade gracefully in
the sense that if everybody provides a full preference order, then they
don't result in a perfect tie; and they don't give undue power to a
single voter who doesn't provide a full preference order.

I guess that more generally, I consider honest equal-rank to be a voter
saying "My opinions about A and B are so close it's not worth it to me
to find out which it is"; and truncation to be "I know the rest are
worse than those I listed, but I don't know much more about them".

Consider a voter whose honest full preference is A>B>C>D. The resistance
of implicit approval methods, I would imagine (I haven't checked them),
comes from that either the voter can say

A>B

which means "I want to direct some of my voting power to further
separating {A, B} as acceptable candidates, from C and D, as less
acceptable ones"; or that voter can say

A>B>C>D

meaning "I want to direct some of my voting power to be able to say
that, even though I dislike both C and D, I still prefer C to D". The
voter has to economize between the two and can't do both at once, which
limits burial.

But this kind of underlying rationing of voting power introduces the
problem of Approval - not just that there are multiple honest ballots,
but that sincere voters have to deliberate which they should choose,
because choosing the wrong one comes with consequences.

(Strictly speaking, any method with equal-rank and/or truncation has
multiple honest ballots. But, at least to my mind, the stakes are lower
when the method doesn't read a distribution of voting strength into
which honest ballot the voter chooses to use.)

I haven't checked if implicit approval methods are burial resistant
because I've been similarly focused on full preference domains for now,
mainly IC. (I should write a spatial model, but haven't got around to do
it.)

In general, Agenda Based Chain Climbing is monotone when the agenda
formation is monotone ... so Borda and Kemeny Chain Climbing are also
Banks efficient monotone methods that are probably burial resistant, but
neither one is clone proof.

That sounds odd; I would imagine them to have the same "irrelevant
candidate reordering problem" that IRV does. Perhaps I should code them
up and see.

That problem is, e.g. suppose raising A on some ballot changes the
ordering from ... > A > B > C > ... into ... > A > C > B > ..., then
even though A wasn't harmed, this can affect A's opposition and possibly
lead A to lose.

In general, elimination with "take down" is Banks efficient ... but not
monotone unless based on a fixed (no renormalization between
eliminations) monotone agenda.

Implicit Approval is monotone and clone proof and UD, but just barely
UD. It is maddenly frustrating trying to find another UD monotone, clone
proof agenda forming method.

I think we'll need a more fundamental redesign, yes.

Perhaps X can be used for something else? I remember that Smith//IRV
fails mono-add-plump; perhaps method X passes it? Or its "more monotone"
nature can still be usable.

-km

On 8/5/23 19:21, Forest Simmons wrote: > Do you consider Implicit Approval Chain Climbing to be burial resistant? The "just barely" nature of implicit approval makes methods that use it a little unsatisfactory to me. I'd like methods to degrade gracefully in the sense that if everybody provides a full preference order, then they don't result in a perfect tie; and they don't give undue power to a single voter who doesn't provide a full preference order. I guess that more generally, I consider honest equal-rank to be a voter saying "My opinions about A and B are so close it's not worth it to me to find out which it is"; and truncation to be "I know the rest are worse than those I listed, but I don't know much more about them". Consider a voter whose honest full preference is A>B>C>D. The resistance of implicit approval methods, I would imagine (I haven't checked them), comes from that either the voter can say A>B which means "I want to direct some of my voting power to further separating {A, B} as acceptable candidates, from C and D, as less acceptable ones"; *or* that voter can say A>B>C>D meaning "I want to direct some of my voting power to be able to say that, even though I dislike both C and D, I still prefer C to D". The voter has to economize between the two and can't do both at once, which limits burial. But this kind of underlying rationing of voting power introduces the problem of Approval - not just that there are multiple honest ballots, but that sincere voters have to deliberate *which* they should choose, because choosing the wrong one comes with consequences. (Strictly speaking, any method with equal-rank and/or truncation has multiple honest ballots. But, at least to my mind, the stakes are lower when the method doesn't read a distribution of voting strength into which honest ballot the voter chooses to use.) I haven't checked if implicit approval methods are burial resistant because I've been similarly focused on full preference domains for now, mainly IC. (I should write a spatial model, but haven't got around to do it.) > In general, Agenda Based Chain Climbing is monotone when the agenda > formation is monotone ... so Borda and Kemeny Chain Climbing are also > Banks efficient monotone methods that are probably burial resistant, but > neither one is clone proof. That sounds odd; I would imagine them to have the same "irrelevant candidate reordering problem" that IRV does. Perhaps I should code them up and see. That problem is, e.g. suppose raising A on some ballot changes the ordering from ... > A > B > C > ... into ... > A > C > B > ..., then even though A wasn't harmed, this can affect A's opposition and possibly lead A to lose. > In general, elimination with "take down" is Banks efficient ... but not > monotone unless based on a fixed (no renormalization between > eliminations) monotone agenda. > > Implicit Approval is monotone and clone proof and UD, but just barely > UD. It is maddenly frustrating trying to find another UD monotone, clone > proof agenda forming method. I think we'll need a more fundamental redesign, yes. Perhaps X can be used for something else? I remember that Smith//IRV fails mono-add-plump; perhaps method X passes it? Or its "more monotone" nature can still be usable. -km
FS
Forest Simmons
Sun, Aug 6, 2023 1:11 AM

The reason I'm willing to consider Implicit Approval at all is because so
far it's the only simple UD method we know of for generating a monotone,
clone free agenda for agenda based methods.

[The Ranked Pair finish order might work, but surely there's a simpler
solution than that!]

I do not think IA has any special burial resistance ... the burial
resistance is mostly if not entirely from the fact that in the three
candidate Smith case (the most common case by far when there is no ballot
CW) the lowest approval Smith candidate is the one most likely to have been
buried.

From my point of view your comments about truncation are a little off base

because nothing would substantially change strategically if truncations
were not allowed at all, because IA should be defined as total number of
ballots minus the equal bottom count, and (in such a way that) equal bottom
candidates can be either ranked equal bottom or all truncated together
without affecting ting the IA scores.

Candidate X's bottom count is the number of ballots on which X out ranks no
candidate, and her top count is the number of ballots on which she is not
outranked.

X's implicit approval score is best defined as the total number of ballots
minus its bottom count plus epsilon times its top count.

The epsilon term is the built in tie breaker that makes the method highly
decisive in public elections even when complete rankings are required as in
Australia.

Keep in mind that the only purpose of the method, as far as we are
concerned is to get an agenda order that is both monotone and clone free
without going outside of UD.

If grade ballots or other judgment ballots are preferred, that would suit
me fine ... but it would be exterior to UD.

My dream would be to have RCV ballots with optional strong approval and
strong disapproval annotations.

To me it is much easier to make those heart felt decisions than to put in
one all purpose cutoff that is supposed to separate the generally approved
from the unapproved.

The history of mathematics bears out this psychological observation (about
cutoff decisions): what we now call "calculus" was originally "The Calculus
of Infinitesimals" which involved distinguishing from ordinary numbers
those very close to zero and those very far from zero.

That calculus was the basis of all of the progress in mathematics from the
time of Newton, Leibniz,Euler; the Bernoullis, Laplace, Gauss, etc ...
until the time of Cauchy, Weirstrauss and eventually Cantor, when the
logical foundations of "infinities" of various kinds came under close
scrutiny ... resulting in a reformulation of analysis in terms of limits
and other set theoretic constructs. Infinitesimals were put on hold until
set theoreticians and other mathematical logicians (especially Abraham
Robinson in the 1960's) finally advanced enough to put infinitesimal
calculus on a rigorous footing ... a system as consistent as modern set
theory itself ... which Euler and company had long ago navigated flawlessly
with their unerring intuition.

This ability to have the top approval and bottom disapproval while still
distinguishing the rankswould be a great improvement over current implicit
approval that requires collapsing to equal top or equal bottom for the
ability express respective approval or disapproval .... the agonizing
decision of whether sacrificing ordinal information for approval/
disapproval information is worth it.

It seems to me that the decision of where to put these cutoffs would be no
harder than the current corresponding decisions about equal rankings and
truncations.

Am I the only one that feels that way?

fws

On Sat, Aug 5, 2023, 1:38 PM Kristofer Munsterhjelm km_elmet@t-online.de
wrote:

On 8/5/23 19:21, Forest Simmons wrote:

Do you consider Implicit Approval Chain Climbing to be burial resistant?

The "just barely" nature of implicit approval makes methods that use it
a little unsatisfactory to me. I'd like methods to degrade gracefully in
the sense that if everybody provides a full preference order, then they
don't result in a perfect tie; and they don't give undue power to a
single voter who doesn't provide a full preference order.

I guess that more generally, I consider honest equal-rank to be a voter
saying "My opinions about A and B are so close it's not worth it to me
to find out which it is"; and truncation to be "I know the rest are
worse than those I listed, but I don't know much more about them".

Consider a voter whose honest full preference is A>B>C>D. The resistance
of implicit approval methods, I would imagine (I haven't checked them),
comes from that either the voter can say

A>B

which means "I want to direct some of my voting power to further
separating {A, B} as acceptable candidates, from C and D, as less
acceptable ones"; or that voter can say

A>B>C>D

meaning "I want to direct some of my voting power to be able to say
that, even though I dislike both C and D, I still prefer C to D". The
voter has to economize between the two and can't do both at once, which
limits burial.

But this kind of underlying rationing of voting power introduces the
problem of Approval - not just that there are multiple honest ballots,
but that sincere voters have to deliberate which they should choose,
because choosing the wrong one comes with consequences.

(Strictly speaking, any method with equal-rank and/or truncation has
multiple honest ballots. But, at least to my mind, the stakes are lower
when the method doesn't read a distribution of voting strength into
which honest ballot the voter chooses to use.)

I haven't checked if implicit approval methods are burial resistant
because I've been similarly focused on full preference domains for now,
mainly IC. (I should write a spatial model, but haven't got around to do
it.)

In general, Agenda Based Chain Climbing is monotone when the agenda
formation is monotone ... so Borda and Kemeny Chain Climbing are also
Banks efficient monotone methods that are probably burial resistant, but
neither one is clone proof.

That sounds odd; I would imagine them to have the same "irrelevant
candidate reordering problem" that IRV does. Perhaps I should code them
up and see.

That problem is, e.g. suppose raising A on some ballot changes the
ordering from ... > A > B > C > ... into ... > A > C > B > ..., then
even though A wasn't harmed, this can affect A's opposition and possibly
lead A to lose.

In general, elimination with "take down" is Banks efficient ... but not
monotone unless based on a fixed (no renormalization between
eliminations) monotone agenda.

Implicit Approval is monotone and clone proof and UD, but just barely
UD. It is maddenly frustrating trying to find another UD monotone, clone
proof agenda forming method.

I think we'll need a more fundamental redesign, yes.

Perhaps X can be used for something else? I remember that Smith//IRV
fails mono-add-plump; perhaps method X passes it? Or its "more monotone"
nature can still be usable.

-km

The reason I'm willing to consider Implicit Approval at all is because so far it's the only simple UD method we know of for generating a monotone, clone free agenda for agenda based methods. [The Ranked Pair finish order might work, but surely there's a simpler solution than that!] I do not think IA has any special burial resistance ... the burial resistance is mostly if not entirely from the fact that in the three candidate Smith case (the most common case by far when there is no ballot CW) the lowest approval Smith candidate is the one most likely to have been buried. >From my point of view your comments about truncation are a little off base because nothing would substantially change strategically if truncations were not allowed at all, because IA should be defined as total number of ballots minus the equal bottom count, and (in such a way that) equal bottom candidates can be either ranked equal bottom or all truncated together without affecting ting the IA scores. Candidate X's bottom count is the number of ballots on which X out ranks no candidate, and her top count is the number of ballots on which she is not outranked. X's implicit approval score is best defined as the total number of ballots minus its bottom count plus epsilon times its top count. The epsilon term is the built in tie breaker that makes the method highly decisive in public elections even when complete rankings are required as in Australia. Keep in mind that the only purpose of the method, as far as we are concerned is to get an agenda order that is both monotone and clone free without going outside of UD. If grade ballots or other judgment ballots are preferred, that would suit me fine ... but it would be exterior to UD. My dream would be to have RCV ballots with optional strong approval and strong disapproval annotations. To me it is much easier to make those heart felt decisions than to put in one all purpose cutoff that is supposed to separate the generally approved from the unapproved. The history of mathematics bears out this psychological observation (about cutoff decisions): what we now call "calculus" was originally "The Calculus of Infinitesimals" which involved distinguishing from ordinary numbers those very close to zero and those very far from zero. That calculus was the basis of all of the progress in mathematics from the time of Newton, Leibniz,Euler; the Bernoullis, Laplace, Gauss, etc ... until the time of Cauchy, Weirstrauss and eventually Cantor, when the logical foundations of "infinities" of various kinds came under close scrutiny ... resulting in a reformulation of analysis in terms of limits and other set theoretic constructs. Infinitesimals were put on hold until set theoreticians and other mathematical logicians (especially Abraham Robinson in the 1960's) finally advanced enough to put infinitesimal calculus on a rigorous footing ... a system as consistent as modern set theory itself ... which Euler and company had long ago navigated flawlessly with their unerring intuition. This ability to have the top approval and bottom disapproval while still distinguishing the rankswould be a great improvement over current implicit approval that requires collapsing to equal top or equal bottom for the ability express respective approval or disapproval .... the agonizing decision of whether sacrificing ordinal information for approval/ disapproval information is worth it. It seems to me that the decision of where to put these cutoffs would be no harder than the current corresponding decisions about equal rankings and truncations. Am I the only one that feels that way? fws On Sat, Aug 5, 2023, 1:38 PM Kristofer Munsterhjelm <km_elmet@t-online.de> wrote: > On 8/5/23 19:21, Forest Simmons wrote: > > > Do you consider Implicit Approval Chain Climbing to be burial resistant? > > The "just barely" nature of implicit approval makes methods that use it > a little unsatisfactory to me. I'd like methods to degrade gracefully in > the sense that if everybody provides a full preference order, then they > don't result in a perfect tie; and they don't give undue power to a > single voter who doesn't provide a full preference order. > > I guess that more generally, I consider honest equal-rank to be a voter > saying "My opinions about A and B are so close it's not worth it to me > to find out which it is"; and truncation to be "I know the rest are > worse than those I listed, but I don't know much more about them". > > Consider a voter whose honest full preference is A>B>C>D. The resistance > of implicit approval methods, I would imagine (I haven't checked them), > comes from that either the voter can say > > A>B > > which means "I want to direct some of my voting power to further > separating {A, B} as acceptable candidates, from C and D, as less > acceptable ones"; *or* that voter can say > > A>B>C>D > > meaning "I want to direct some of my voting power to be able to say > that, even though I dislike both C and D, I still prefer C to D". The > voter has to economize between the two and can't do both at once, which > limits burial. > > But this kind of underlying rationing of voting power introduces the > problem of Approval - not just that there are multiple honest ballots, > but that sincere voters have to deliberate *which* they should choose, > because choosing the wrong one comes with consequences. > > (Strictly speaking, any method with equal-rank and/or truncation has > multiple honest ballots. But, at least to my mind, the stakes are lower > when the method doesn't read a distribution of voting strength into > which honest ballot the voter chooses to use.) > > > I haven't checked if implicit approval methods are burial resistant > because I've been similarly focused on full preference domains for now, > mainly IC. (I should write a spatial model, but haven't got around to do > it.) > > > In general, Agenda Based Chain Climbing is monotone when the agenda > > formation is monotone ... so Borda and Kemeny Chain Climbing are also > > Banks efficient monotone methods that are probably burial resistant, but > > neither one is clone proof. > > That sounds odd; I would imagine them to have the same "irrelevant > candidate reordering problem" that IRV does. Perhaps I should code them > up and see. > > That problem is, e.g. suppose raising A on some ballot changes the > ordering from ... > A > B > C > ... into ... > A > C > B > ..., then > even though A wasn't harmed, this can affect A's opposition and possibly > lead A to lose. > > > In general, elimination with "take down" is Banks efficient ... but not > > monotone unless based on a fixed (no renormalization between > > eliminations) monotone agenda. > > > > Implicit Approval is monotone and clone proof and UD, but just barely > > UD. It is maddenly frustrating trying to find another UD monotone, clone > > proof agenda forming method. > > I think we'll need a more fundamental redesign, yes. > > Perhaps X can be used for something else? I remember that Smith//IRV > fails mono-add-plump; perhaps method X passes it? Or its "more monotone" > nature can still be usable. > > -km >
FS
Forest Simmons
Sun, Aug 6, 2023 1:32 AM

Kevin,

Copeland is the simplest monotone Landau method.

Do we have a clone free version of Copeland that is for sure monotone?

Here's another one that (unlike Copeland) is definitely clone free as well
as monotonic (if my proof holds warer):

Initialize a candidate variable X as the highest approval candidate. Then
while X is covered, update X to be the most approved candidate that covers
the recent value of X that we are updating.

If I am not mistaken Agenda Based Chain Climbing is monotonic in the sense
that if the winner moves "up" the agenda without disturbing the relative
agenda order of the other candidates ... then the winner will still win.

If the agenda is based on approval scores, it seems to me that this
requirement should be met.

Am I wrong?

fws

On Sat, Aug 5, 2023, 11:11 AM Kevin Venzke stepjak@yahoo.fr wrote:

Hi Forest, is IACC the same thing as TACC (i.e. initial head is the least
approved)? Because I don't find TACC to be monotone.

I actually don't know or haven't implemented any monotone Landau method.
Not that I have really looked hard for one.

Kevin
(end)

Le samedi 5 août 2023 à 12:21:22 UTC−5, Forest Simmons <
forest.simmons21@gmail.com> a écrit :
Do you consider Implicit Approval Chain Climbing to be burial resistant?

It certainly punishes the burying faction on all of the examples Chris
gave highlighting his MinLosingVotes Pairwise Margins method.

As a reminder it is the only Banks efficient monotone, clone independent,
Universal Domain method that we know of so far.

In general, Agenda Based Chain Climbing is monotone when the agenda
formation is monotone ... so Borda and Kemeny Chain Climbing are also Banks
efficient monotone methods that are probably burial resistant, but neither
one is clone proof.

In general, elimination with "take down" is Banks efficient ... but not
monotone unless based on a fixed (no renormalization between eliminations)
monotone agenda.

Implicit Approval is monotone and clone proof and UD, but just barely UD.
It is maddenly frustrating trying to find another UD monotone, clone proof
agenda forming method.

Kevin, Copeland is the simplest monotone Landau method. Do we have a clone free version of Copeland that is for sure monotone? Here's another one that (unlike Copeland) is definitely clone free as well as monotonic (if my proof holds warer): Initialize a candidate variable X as the highest approval candidate. Then while X is covered, update X to be the most approved candidate that covers the recent value of X that we are updating. If I am not mistaken Agenda Based Chain Climbing is monotonic in the sense that if the winner moves "up" the agenda without disturbing the relative agenda order of the other candidates ... then the winner will still win. If the agenda is based on approval scores, it seems to me that this requirement should be met. Am I wrong? fws On Sat, Aug 5, 2023, 11:11 AM Kevin Venzke <stepjak@yahoo.fr> wrote: > Hi Forest, is IACC the same thing as TACC (i.e. initial head is the least > approved)? Because I don't find TACC to be monotone. > > I actually don't know or haven't implemented any monotone Landau method. > Not that I have really looked hard for one. > > Kevin > (end) > > > Le samedi 5 août 2023 à 12:21:22 UTC−5, Forest Simmons < > forest.simmons21@gmail.com> a écrit : > Do you consider Implicit Approval Chain Climbing to be burial resistant? > > It certainly punishes the burying faction on all of the examples Chris > gave highlighting his MinLosingVotes Pairwise Margins method. > > As a reminder it is the only Banks efficient monotone, clone independent, > Universal Domain method that we know of so far. > > In general, Agenda Based Chain Climbing is monotone when the agenda > formation is monotone ... so Borda and Kemeny Chain Climbing are also Banks > efficient monotone methods that are probably burial resistant, but neither > one is clone proof. > > In general, elimination with "take down" is Banks efficient ... but not > monotone unless based on a fixed (no renormalization between eliminations) > monotone agenda. > > Implicit Approval is monotone and clone proof and UD, but just barely UD. > It is maddenly frustrating trying to find another UD monotone, clone proof > agenda forming method. >
KM
Kristofer Munsterhjelm
Sun, Aug 6, 2023 11:57 AM

On 8/6/23 03:11, Forest Simmons wrote:

The reason I'm willing to consider Implicit Approval at all is because
so far it's the only simple UD method we know of for generating a
monotone, clone free agenda for agenda based methods.

[The Ranked Pair finish order might work, but surely there's a simpler
solution than that!]

I do not think IA has any special burial resistance ... the burial
resistance is mostly if not entirely from the fact that in the three
candidate Smith case (the most common case by far when there is no
ballot CW) the lowest approval Smith candidate is the one most likely to
have been buried.

From my point of view your comments about truncation are a little off
base because nothing would substantially change strategically if
truncations were not allowed at all, because IA should be defined as
total number of ballots minus the equal bottom count, and (in such a way
that) equal bottom candidates can be either ranked equal bottom or all
truncated together without affecting ting the IA scores.

Sorry about that, I must've misunderstood. My impression of IA was that
you'd basically count candidates that were explicitly ranked, so e.g. for

12: A>B>C
11: B>C>A
10: C>A>B

every candidate would have an IA count of 33, but if you did

12: A
11: B>C>A
10: C>A>B

then A would have an IA of 33, and the other two would have 21.

Candidate X's bottom count is the number of ballots on which X out ranks
no candidate, and her top count is the number of ballots on which she is
not outranked.

X's implicit approval score is best defined as the total number of
ballots minus its bottom count plus epsilon times its top count.

The epsilon term is the built in tie breaker that makes the method
highly decisive in public elections even when complete rankings are
required as in Australia.

Keep in mind that the only purpose of the method, as far as we are
concerned is to get an agenda order that is both monotone and clone free
without going outside of UD.

That's good: these methods should be testable without having to model
where voters would put their approval cutoffs. That should give more
evidence to whether methods using these orders are cloneproof, monotone,
and burial resistant.[1]

However, there's a slight complication. As I first noticed back when JGA
was doing his simulations, impartial culture is overly nice to
Antiplurality-type methods; IC simulations will say they're extremely
good at resisting strategy. I never found out why - I think it's an
artifact of the distribution, but I don't know what. But what it means
is that I should probably create a spatial model before I start testing
methods that use bottom counts :-)

Hopefully I'll get to it, eventually, but I'm also probably going to
think about whether there are ways to salvage method X, first.

If grade ballots or other judgment ballots are preferred, that would
suit me fine ... but it would be exterior to UD.

My dream would be to have RCV ballots with optional strong approval and
strong disapproval annotations.

To me it is much easier to make those heart felt decisions than to put
in one all purpose cutoff that is supposed to separate the generally
approved from the unapproved.

The history of mathematics bears out this psychological observation
(about cutoff decisions): what we now call "calculus" was originally
"The Calculus of Infinitesimals" which involved distinguishing from
ordinary numbers those very close to zero and those very far from zero.

That calculus was the basis of all of the progress in mathematics from
the time of Newton, Leibniz,Euler; the Bernoullis, Laplace, Gauss, etc
... until the time of Cauchy, Weirstrauss and eventually Cantor, when
the logical foundations of "infinities" of various kinds came under
close scrutiny ... resulting in a reformulation of analysis in terms of
limits and other set theoretic constructs. Infinitesimals were put on
hold until set theoreticians and other mathematical logicians
(especially Abraham Robinson in the 1960's) finally advanced enough to
put infinitesimal calculus on a rigorous footing ... a system as
consistent as modern set theory itself ... which Euler and company had
long ago navigated flawlessly with their unerring intuition.

This ability to have the top approval and bottom disapproval while still
distinguishing the rankswould be a great improvement over current
implicit approval that requires collapsing to equal top or equal bottom
for the ability express respective approval or disapproval .... the
agonizing decision of whether sacrificing ordinal information for
approval/ disapproval information is worth it.

It seems to me that the decision of where to put these cutoffs would be
no harder than the current corresponding decisions about equal rankings
and truncations.

Am I the only one that feels that way?

I think it depends on the person. Myself, I find ranking easier than
rating, because I'm always trying (and failing) to find some natural
calibrated scale when rating, but ranking is easy: just "do I prefer a
world with X to one with Y?". And then if it's below my JND, equal-rank.

I seem to recall that you said you get a feeling for a natural scale
after rating for long enough, in reference to grading papers. Perhaps
that is true; perhaps most people find a natural rating scale and I'm
the odd one out.

Some cases are clear cut: if I were faced with an election with a bunch
of contemporary candidates, and then Stalin and Hitler, I know where I
would put my cutoff. But generalizing it in a more nuanced multiparty
environment is hard. For instance, the Norwegian parties currently
represented in Parliament are, from left to right:

Red Party
Socialist Left
Green Party
Labor
Patient Focus
Center Party
Christian Democrats
Liberal Party
Conservative Party
Progress Party

These are all democratic parties in the sense that they support the
continuation of parliamentary democracy. There are no Orban-style
autocrats, and thus nobody to really "intensely disapprove of" as such.
Sure, there are some whose policies I'd rather not have be enacted, but
not on that level.

Perhaps I would disapprove of the other end of the scale from where my
preferences lie, but if you were to add a (hypothetical) Stalinist party
and a Norwegian NSDAP (to mirror the Stalin and Hitler example above),
then my disapproval thresholds would probably change so that I would
disapprove of those two and approve of all the democratic parties.

And what that suggests to me is that when multiparty rule happens and
there's more of a gradual scale, then it gets harder to place dividing
lines, and that it's difficult to create an approval expression that
doesn't inherently violate the spirit of IIA due to calibration issues.

But it might just be me!

-km

[1] I'm not sure how it could be cloneproof though? Neither top nor
bottom preferences are cloneproof.

On 8/6/23 03:11, Forest Simmons wrote: > The reason I'm willing to consider Implicit Approval at all is because > so far it's the only simple UD method we know of for generating a > monotone, clone free agenda for agenda based methods. > > [The Ranked Pair finish order might work, but surely there's a simpler > solution than that!] > > I do not think IA has any special burial resistance ... the burial > resistance is mostly if not entirely from the fact that in the three > candidate Smith case (the most common case by far when there is no > ballot CW) the lowest approval Smith candidate is the one most likely to > have been buried. > > From my point of view your comments about truncation are a little off > base because nothing would substantially change strategically if > truncations were not allowed at all, because IA should be defined as > total number of ballots minus the equal bottom count, and (in such a way > that) equal bottom candidates can be either ranked equal bottom or all > truncated together without affecting ting the IA scores. Sorry about that, I must've misunderstood. My impression of IA was that you'd basically count candidates that were explicitly ranked, so e.g. for 12: A>B>C 11: B>C>A 10: C>A>B every candidate would have an IA count of 33, but if you did 12: A 11: B>C>A 10: C>A>B then A would have an IA of 33, and the other two would have 21. > Candidate X's bottom count is the number of ballots on which X out ranks > no candidate, and her top count is the number of ballots on which she is > not outranked. > > X's implicit approval score is best defined as the total number of > ballots minus its bottom count plus epsilon times its top count. > > The epsilon term is the built in tie breaker that makes the method > highly decisive in public elections even when complete rankings are > required as in Australia. > > Keep in mind that the only purpose of the method, as far as we are > concerned is to get an agenda order that is both monotone and clone free > without going outside of UD. That's good: these methods should be testable without having to model where voters would put their approval cutoffs. That should give more evidence to whether methods using these orders are cloneproof, monotone, and burial resistant.[1] However, there's a slight complication. As I first noticed back when JGA was doing his simulations, impartial culture is overly nice to Antiplurality-type methods; IC simulations will say they're extremely good at resisting strategy. I never found out why - I think it's an artifact of the distribution, but I don't know what. But what it means is that I should probably create a spatial model before I start testing methods that use bottom counts :-) Hopefully I'll get to it, eventually, but I'm also probably going to think about whether there are ways to salvage method X, first. > If grade ballots or other judgment ballots are preferred, that would > suit me fine ... but it would be exterior to UD. > > My dream would be to have RCV ballots with optional strong approval and > strong disapproval annotations. > > To me it is much easier to make those heart felt decisions than to put > in one all purpose cutoff that is supposed to separate the generally > approved from the unapproved. > > The history of mathematics bears out this psychological observation > (about cutoff decisions): what we now call "calculus" was originally > "The Calculus of Infinitesimals" which involved distinguishing from > ordinary numbers those very close to zero and those very far from zero. > > That calculus was the basis of all of the progress in mathematics from > the time of Newton, Leibniz,Euler; the Bernoullis, Laplace, Gauss, etc > ... until the time of Cauchy, Weirstrauss and eventually Cantor, when > the logical foundations of "infinities" of various kinds came under > close scrutiny ... resulting in a reformulation of analysis in terms of > limits and other set theoretic constructs. Infinitesimals were put on > hold until set theoreticians and other mathematical logicians > (especially Abraham Robinson in the 1960's) finally advanced enough to > put infinitesimal calculus on a rigorous footing ... a system as > consistent as modern set theory itself ... which Euler and company had > long ago navigated flawlessly with their unerring intuition. > > This ability to have the top approval and bottom disapproval while still > distinguishing the rankswould be a great improvement over current > implicit approval that requires collapsing to equal top or equal bottom > for the ability express respective approval or disapproval .... the > agonizing decision of whether sacrificing ordinal information for > approval/ disapproval information is worth it. > > It seems to me that the decision of where to put these cutoffs would be > no harder than the current corresponding decisions about equal rankings > and truncations. > > Am I the only one that feels that way? I think it depends on the person. Myself, I find ranking easier than rating, because I'm always trying (and failing) to find some natural calibrated scale when rating, but ranking is easy: just "do I prefer a world with X to one with Y?". And then if it's below my JND, equal-rank. I seem to recall that you said you get a feeling for a natural scale after rating for long enough, in reference to grading papers. Perhaps that is true; perhaps most people find a natural rating scale and I'm the odd one out. Some cases are clear cut: if I were faced with an election with a bunch of contemporary candidates, and then Stalin and Hitler, I know where I would put my cutoff. But generalizing it in a more nuanced multiparty environment is hard. For instance, the Norwegian parties currently represented in Parliament are, from left to right: Red Party Socialist Left Green Party Labor Patient Focus Center Party Christian Democrats Liberal Party Conservative Party Progress Party These are all democratic parties in the sense that they support the continuation of parliamentary democracy. There are no Orban-style autocrats, and thus nobody to really "intensely disapprove of" as such. Sure, there are some whose policies I'd rather not have be enacted, but not on that level. Perhaps I would disapprove of the other end of the scale from where my preferences lie, but if you were to add a (hypothetical) Stalinist party and a Norwegian NSDAP (to mirror the Stalin and Hitler example above), then my disapproval thresholds would probably change so that I would disapprove of those two and approve of all the democratic parties. And what that suggests to me is that when multiparty rule happens and there's more of a gradual scale, then it gets harder to place dividing lines, and that it's difficult to create an approval expression that doesn't inherently violate the spirit of IIA due to calibration issues. But it might just be me! -km [1] I'm not sure how it could be cloneproof though? Neither top nor bottom preferences are cloneproof.
TP
Toby Pereira
Sun, Aug 6, 2023 1:01 PM

Given that you would not have a problem with graded ballots, but the problem is that it would be outside Universal/Unrestricted Domain, this raises the question of what about UD makes it so important to you in the first place?
I think I've said before on here that I think score/graded ballots should work very well with a Condorcet method, as long as you have enough grades so that voters can make a distinction between enough candidates that they are realistically likely to want to. I think it would be easier for the voter, since they can grade the candidates in any order they want without having to do so in order (and possibly miss one out), and it allows for ties in the middle of the ranking rather than just by truncating at the end. Voters wouldn't have to worry about the "meaning" of grades because they would only be used to generate a preference order, with ties allowed. It should also mitigate against the problem of burial. If the grade for a candidate is left blank, it would be taken to mean the bottom grade, and voters are likely to bottom grade or leave blank all candidates they don't really like, rather than having to individually rank them. A ranked ballot would likely encourage voters to bury their disliked frontrunner below other candidates they dislike or don't care about. With grades a voter could still bury this candidate if they wanted, but they wouldn't be "nudged" into it by the ballot type, which I think they would be more so with a ranked ballot.
Toby
On Sunday, 6 August 2023 at 02:12:26 BST, Forest Simmons forest.simmons21@gmail.com wrote:

Keep in mind that the only purpose of the method, as far as we are concerned is to get an agenda order that is both monotone and clone free without going outside >of UD.

If grade ballots or other judgment ballots are preferred, that would suit me fine ... but it would be exterior to UD.
fws

Given that you would not have a problem with graded ballots, but the problem is that it would be outside Universal/Unrestricted Domain, this raises the question of what about UD makes it so important to you in the first place? I think I've said before on here that I think score/graded ballots should work very well with a Condorcet method, as long as you have enough grades so that voters can make a distinction between enough candidates that they are realistically likely to want to. I think it would be easier for the voter, since they can grade the candidates in any order they want without having to do so in order (and possibly miss one out), and it allows for ties in the middle of the ranking rather than just by truncating at the end. Voters wouldn't have to worry about the "meaning" of grades because they would only be used to generate a preference order, with ties allowed. It should also mitigate against the problem of burial. If the grade for a candidate is left blank, it would be taken to mean the bottom grade, and voters are likely to bottom grade or leave blank all candidates they don't really like, rather than having to individually rank them. A ranked ballot would likely encourage voters to bury their disliked frontrunner below other candidates they dislike or don't care about. With grades a voter could still bury this candidate if they wanted, but they wouldn't be "nudged" into it by the ballot type, which I think they would be more so with a ranked ballot. Toby On Sunday, 6 August 2023 at 02:12:26 BST, Forest Simmons <forest.simmons21@gmail.com> wrote: >Keep in mind that the only purpose of the method, as far as we are concerned is to get an agenda order that is both monotone and clone free without going outside >of UD. >If grade ballots or other judgment ballots are preferred, that would suit me fine ... but it would be exterior to UD. >fws
KV
Kevin Venzke
Sun, Aug 6, 2023 9:25 PM

Hi Forest,

Le samedi 5 août 2023 à 20:32:28 UTC−5, Forest Simmons forest.simmons21@gmail.com a écrit :

Kevin,
 
Copeland is the simplest monotone Landau method.
 
Do we have a clone free version of Copeland that is for sure monotone?

This I don't know, but such a simple method as Copeland satisfying Landau is quite
interesting, and I suppose we have to somehow proceed from Copeland in searching for
additional methods.

Here's another one that (unlike Copeland) is definitely clone free as well as monotonic
(if my proof holds warer):
 
Initialize a candidate variable X as the highest approval candidate. Then while X is
covered, update X to be the most approved candidate that covers the recent value of X that
we are updating.

In a UD context relying on implicit approval, this doesn't work wrt monotonicity, because
a raised winner can obtain approval at the expense of another candidate.

For example say A is the approval winner and B covers A and wins. Then some ballots are
changed from ...A>B to ...B>A (these are the bottom of the ranking) so that A is losing
approval to B, and now some C is the approval winner, and B does not cover C.

If I am not mistaken Agenda Based Chain Climbing is monotonic in the sense that if the winner
moves "up" the agenda without disturbing the relative agenda order of the other candidates ...
then the winner will still win.
 
If the agenda is based on approval scores, it seems to me that this requirement should be met.
 
Am I wrong?

With implicit approval I guess the issue appears.

Kevin
votingmethods.net

Hi Forest, Le samedi 5 août 2023 à 20:32:28 UTC−5, Forest Simmons <forest.simmons21@gmail.com> a écrit : > Kevin, >  > Copeland is the simplest monotone Landau method. >  > Do we have a clone free version of Copeland that is for sure monotone? This I don't know, but such a simple method as Copeland satisfying Landau is quite interesting, and I suppose we have to somehow proceed from Copeland in searching for additional methods. > Here's another one that (unlike Copeland) is definitely clone free as well as monotonic > (if my proof holds warer): >  > Initialize a candidate variable X as the highest approval candidate. Then while X is > covered, update X to be the most approved candidate that covers the recent value of X that > we are updating. In a UD context relying on implicit approval, this doesn't work wrt monotonicity, because a raised winner can obtain approval at the expense of another candidate. For example say A is the approval winner and B covers A and wins. Then some ballots are changed from ...A>B to ...B>A (these are the bottom of the ranking) so that A is losing approval to B, and now some C is the approval winner, and B does not cover C. > If I am not mistaken Agenda Based Chain Climbing is monotonic in the sense that if the winner > moves "up" the agenda without disturbing the relative agenda order of the other candidates ... > then the winner will still win. >  > If the agenda is based on approval scores, it seems to me that this requirement should be met. >  > Am I wrong? With implicit approval I guess the issue appears. Kevin votingmethods.net
FE
Filip Ejlak
Mon, Aug 7, 2023 10:13 AM

A note concerning monotonicity testing - even when there is no possible
pushover strategy for a voter/group of voters, it doesn't necessarily mean
that a given method is monotone.
In these examples, changing ABC to BAC makes C the winner, so the change
doesn't make sense from the voter's point of view and will go under the
radar of any strategy detector, I guess.

Another thing is that there are some election scenarios which an
impartial/spatial simulator might never notice. For the purposes of
strategy/critetia testing it might be good to include, for example, a
ballot generator that will produce random-size groups of voters, rather
that drawing voters one-by-one like a standard impartial generator does.

sob., 5 sie 2023, 13:52 użytkownik Kristofer Munsterhjelm <
km_elmet@t-online.de> napisał:

On 8/5/23 05:49, Kevin Venzke wrote:

Hi Kristofer,

It wasn't so easy, but regrettably I think I have a monotonicity

counter-example:

408: B>C>A
329: A>C>B
126: C>A>B
91: C>B>A
43: A>B>C  -->  B>A>C
(total 997)

For the first round, A and B votes both exceed 1/3rd (332.33) and so

only C can be

eliminated.
The match-up A:B gives B a very slight win of 499 vs 498 for A. C can't

score anything.

Scores: B 499, A 498, C 0.

I can verify that the scores are B: 499 > A: 498 > C: 0.

Now change the 43 to B>A>C, theoretically helping B further.
First round totals become 329 A, 451 B, 217 C. So it is now allowed to

eliminate A.

Both A and B fare worse against C than against each other and so prefer

to score off of

eliminating C.
B improves its score to 542 while A's score is reduced to 455.
However, when A is eliminated, C can score 546 from their matchup with B.
New scores: C 546, B 542, A 455.

And I can verify that the scores are C: 546 > B: 542 > A: 455.

Well done. Well, I would rather have wanted it to be monotone, but it's
better to know the truth! I guess that makes this "very low
nonmonotonicity" rather than monotone - now I know how the IRVists feel
when people complain about nonmonotonicity!

Here's a minimal example produced by linear programming:

1: A>B>C
7: A>C>B
8: B>A>C
3: C>A>B
4: C>B>A

the scores are B: 12 > A: 11 > C: 0, then after changing ABC to BAC the
scores become C: 14 > B: 13 > A: 10.

Interestingly, for your example, fpA-fpC says that the correct ordering
for the "before" election is C>B>A, whle Carey says B>A>C. My example,
on the other hand, doesn't have this distinction... but it has a
Condorcet cycle both before and after, thus showing that Smith//X won't
solve the problem.

Despite the example showing that X itself isn't monotone, I'm more
confident now that (properly phrased) DMTBR is compatible with both
monotonicity and Condorcet. Prior to method X, we only had the fpA-fpC
generalizations, IFPP, and IRV; the first were only DMTCBR, while the
latter two were clearly nonmonotone. I was worried that there might be
an impossibility theorem of some kind proving that monotonicity would be
forever out of our grasp for burial-resistant Condorcet methods.

I can also use method X to find out just what kind of DMTBR should hold,
and then build off that. I think I have another idea that could work,
but it would be so incredibly ugly - basically "IRV with donations".

Or we could try to find out why X comes so close to monotonicity, since
it's the closest we've got so far. Doing so would require figuring out
why max A>B ("max votes-for") is monotone, and why Smith//method X also
seems to be (nearly) monotone, I think.

One thing I noticed is that modifying the quota rule allows you at one

extreme to

implement IRV (i.e. by saying that only the candidate with the fewest

votes can be

eliminated each round) and at the other extreme to implement "max

votes-for wins" (by

imposing no quota requirement at all). While the latter is monotone, it

doesn't satisfy

majority favorite.

That's right; making the quota more loose (i.e. giving the method more
candidates to choose eliminations from in a given round) doesn't seem to
hurt monotonicity until you go past 1/3, but it does hurt strategy
resistance. Going in the other direction is not strictly possible
because if you're in an n-way tie, every candidate has exactly 1/n of
the first preferences. So you would then need to also allow eliminating
the lowest scorer no matter what. This would make it more like IRV and
thus compromise its monotonicity (further).

It's interesting to consider whether any quota rule could at least
preserve monotonicity and add majority favorite. I'm thinking no, though.

The weakest quota I can think of that will preserve majority is 1/2.
Suppose A is voted first by a majority. Then A can never be eliminated,
so for any other candidate B, it eventually ends up being A vs B, and
since A is a majority favorite, A then wins. However, this is not
strategy resistant; even a constant quota of 1/3 for everything but the
final round (which is what I tried first) destroys strategy resistance.

Furthermore, as mentioned above, there seems to be a strange
relationship between the quota and the degree of nonmonotonicity - at
least if "Other" is a good indicator. For a three-candidate election,
1/3 is equivalent to "normal" method X, which we now know is (barely)
nonmonotone. However, loosening the quota to 1/2 introduces more
nonmonotonicity; then getting rid of the quota altogether gets us back
into the monotone domain.

E.g. with fixed quota 1/2, impartial culture, 5 candidates, 97 voters,
7500 elections:

Burial, no compromise:  218    0.0305793
Compromise, no burial:  1138    0.15963
Burial and compromise:  435    0.0610184
Two-sided:              5297    0.743021
Other coalition strats: 41      0.00575116

---=========
Manipulable elections:  7129    1

and with fixed quota 1/3:

Burial, no compromise:  403    0.0558017
Compromise, no burial:  1544    0.213791
Burial and compromise:  86      0.0119081
Two-sided:              5149    0.71296
Other coalition strats: 0      0

---=========
Manipulable elections:  7182    0.994461

-km

Election-Methods mailing list - see https://electorama.com/em for list
info

A note concerning monotonicity testing - even when there is no possible pushover strategy for a voter/group of voters, it doesn't necessarily mean that a given method is monotone. In these examples, changing ABC to BAC makes C the winner, so the change doesn't make sense from the voter's point of view and will go under the radar of any strategy detector, I guess. Another thing is that there are some election scenarios which an impartial/spatial simulator might never notice. For the purposes of strategy/critetia testing it might be good to include, for example, a ballot generator that will produce random-size groups of voters, rather that drawing voters one-by-one like a standard impartial generator does. sob., 5 sie 2023, 13:52 użytkownik Kristofer Munsterhjelm < km_elmet@t-online.de> napisał: > On 8/5/23 05:49, Kevin Venzke wrote: > > Hi Kristofer, > > > > It wasn't so easy, but regrettably I think I have a monotonicity > counter-example: > > > > 408: B>C>A > > 329: A>C>B > > 126: C>A>B > > 91: C>B>A > > 43: A>B>C --> B>A>C > > (total 997) > > > > For the first round, A and B votes both exceed 1/3rd (332.33) and so > only C can be > > eliminated. > > The match-up A:B gives B a very slight win of 499 vs 498 for A. C can't > score anything. > > Scores: B 499, A 498, C 0. > > I can verify that the scores are B: 499 > A: 498 > C: 0. > > > Now change the 43 to B>A>C, theoretically helping B further. > > First round totals become 329 A, 451 B, 217 C. So it is now allowed to > eliminate A. > > Both A and B fare worse against C than against each other and so prefer > to score off of > > eliminating C. > > B improves its score to 542 while A's score is reduced to 455. > > However, when A is eliminated, C can score 546 from their matchup with B. > > New scores: C 546, B 542, A 455. > > And I can verify that the scores are C: 546 > B: 542 > A: 455. > > Well done. Well, I would rather have wanted it to be monotone, but it's > better to know the truth! I guess that makes this "very low > nonmonotonicity" rather than monotone - now I know how the IRVists feel > when people complain about nonmonotonicity! > > Here's a minimal example produced by linear programming: > > 1: A>B>C > 7: A>C>B > 8: B>A>C > 3: C>A>B > 4: C>B>A > > the scores are B: 12 > A: 11 > C: 0, then after changing ABC to BAC the > scores become C: 14 > B: 13 > A: 10. > > Interestingly, for your example, fpA-fpC says that the correct ordering > for the "before" election is C>B>A, whle Carey says B>A>C. My example, > on the other hand, doesn't have this distinction... but it has a > Condorcet cycle both before and after, thus showing that Smith//X won't > solve the problem. > > Despite the example showing that X itself isn't monotone, I'm more > confident now that (properly phrased) DMTBR is compatible with both > monotonicity and Condorcet. Prior to method X, we only had the fpA-fpC > generalizations, IFPP, and IRV; the first were only DMTCBR, while the > latter two were clearly nonmonotone. I was worried that there might be > an impossibility theorem of some kind proving that monotonicity would be > forever out of our grasp for burial-resistant Condorcet methods. > > I can also use method X to find out just what kind of DMTBR should hold, > and then build off that. I think I have another idea that could work, > but it would be so incredibly ugly - basically "IRV with donations". > > Or we could try to find out why X comes so close to monotonicity, since > it's the closest we've got so far. Doing so would require figuring out > why max A>B ("max votes-for") is monotone, and why Smith//method X also > seems to be (nearly) monotone, I think. > > > One thing I noticed is that modifying the quota rule allows you at one > extreme to > > implement IRV (i.e. by saying that only the candidate with the fewest > votes can be > > eliminated each round) and at the other extreme to implement "max > votes-for wins" (by > > imposing no quota requirement at all). While the latter is monotone, it > doesn't satisfy > > majority favorite. > > That's right; making the quota more loose (i.e. giving the method more > candidates to choose eliminations from in a given round) doesn't seem to > hurt monotonicity until you go past 1/3, but it does hurt strategy > resistance. Going in the other direction is not strictly possible > because if you're in an n-way tie, every candidate has exactly 1/n of > the first preferences. So you would then need to also allow eliminating > the lowest scorer no matter what. This would make it more like IRV and > thus compromise its monotonicity (further). > > > It's interesting to consider whether any quota rule could at least > > preserve monotonicity and add majority favorite. I'm thinking no, though. > The weakest quota I can think of that will preserve majority is 1/2. > Suppose A is voted first by a majority. Then A can never be eliminated, > so for any other candidate B, it eventually ends up being A vs B, and > since A is a majority favorite, A then wins. However, this is not > strategy resistant; even a constant quota of 1/3 for everything but the > final round (which is what I tried first) destroys strategy resistance. > > Furthermore, as mentioned above, there seems to be a strange > relationship between the quota and the degree of nonmonotonicity - at > least if "Other" is a good indicator. For a three-candidate election, > 1/3 is equivalent to "normal" method X, which we now know is (barely) > nonmonotone. However, loosening the quota to 1/2 introduces more > nonmonotonicity; then getting rid of the quota altogether gets us back > into the monotone domain. > > E.g. with fixed quota 1/2, impartial culture, 5 candidates, 97 voters, > 7500 elections: > > Burial, no compromise: 218 0.0305793 > Compromise, no burial: 1138 0.15963 > Burial and compromise: 435 0.0610184 > Two-sided: 5297 0.743021 > Other coalition strats: 41 0.00575116 > ========================================== > Manipulable elections: 7129 1 > > and with fixed quota 1/3: > > Burial, no compromise: 403 0.0558017 > Compromise, no burial: 1544 0.213791 > Burial and compromise: 86 0.0119081 > Two-sided: 5149 0.71296 > Other coalition strats: 0 0 > ========================================== > Manipulable elections: 7182 0.994461 > > -km > ---- > Election-Methods mailing list - see https://electorama.com/em for list > info >
KM
Kristofer Munsterhjelm
Mon, Aug 7, 2023 11:56 AM

On 8/7/23 12:13, Filip Ejlak wrote:

A note concerning monotonicity testing - even when there is no possible
pushover strategy for a voter/group of voters, it doesn't necessarily
mean that a given method is monotone.
In these examples, changing ABC to BAC makes C the winner, so the change
doesn't make sense from the voter's point of view and will go under the
radar of any strategy detector, I guess.

You're right; I was using the Other strategy count as a proxy for what I
really wanted, because I hadn't implemented an actual monotonicity check
yet. It seemed to work for IRV (clearly nonmonotone), Adjusted Condorect
Plurality, and the other nonmonotone methods I tested it with.

I was actually thinking about this earlier today, by analogy to the
independence of clones criterion. If we have a B>A ballot, change it to
A>B, and the winner goes from B to A, that's pushover (analogous to the
types of cloning that can be exploited by running more or fewer
candidates). But if the winner changes from A to C, then it's like
crowding: still a failure but harder to strategically exploit.

James Green-Armytage did more general nomination incentive simulations
to determine the incentive to entry and exit. The reasoning above
suggests that there's a third way that nomination can affect the
outcome: unpredictably but not obviously to anyone's advantage. If his
"incentive to exit" is a more robust vote-splitting metric, and his
"incentive to entry" is a more robust teaming metric, then there may be
an "instability due to nomination" metric that corresponds to crowding.

Another thing is that there are some election scenarios which an
impartial/spatial simulator might never notice. For the purposes of
strategy/critetia testing it might be good to include, for example, a
ballot generator that will produce random-size groups of voters, rather
that drawing voters one-by-one like a standard impartial generator does.

If a method passes scale invariance, impartial culture should have a
chance of happening upon correlated electorate failures. That is to say,
if you have defined voting groups, something like

97: A>B>C>D
103: B>A>C>D

then that's not too far off
1: A>B>C>D
1: B>A>C>D

if the voting method only cares about the relative proportion of voters.
But more generally, it's a good point; models that just draw voters from
some distribution will only generate correlated behavior by chance, so
it might be a good idea to create models that generate deliberately
correlated voting.

-km

On 8/7/23 12:13, Filip Ejlak wrote: > A note concerning monotonicity testing - even when there is no possible > pushover strategy for a voter/group of voters, it doesn't necessarily > mean that a given method is monotone. > In these examples, changing ABC to BAC makes C the winner, so the change > doesn't make sense from the voter's point of view and will go under the > radar of any strategy detector, I guess. You're right; I was using the Other strategy count as a proxy for what I really wanted, because I hadn't implemented an actual monotonicity check yet. It seemed to work for IRV (clearly nonmonotone), Adjusted Condorect Plurality, and the other nonmonotone methods I tested it with. I was actually thinking about this earlier today, by analogy to the independence of clones criterion. If we have a B>A ballot, change it to A>B, and the winner goes from B to A, that's pushover (analogous to the types of cloning that can be exploited by running more or fewer candidates). But if the winner changes from A to C, then it's like crowding: still a failure but harder to strategically exploit. James Green-Armytage did more general nomination incentive simulations to determine the incentive to entry and exit. The reasoning above suggests that there's a third way that nomination can affect the outcome: unpredictably but not obviously to anyone's advantage. If his "incentive to exit" is a more robust vote-splitting metric, and his "incentive to entry" is a more robust teaming metric, then there may be an "instability due to nomination" metric that corresponds to crowding. > Another thing is that there are some election scenarios which an > impartial/spatial simulator might never notice. For the purposes of > strategy/critetia testing it might be good to include, for example, a > ballot generator that will produce random-size groups of voters, rather > that drawing voters one-by-one like a standard impartial generator does. If a method passes scale invariance, impartial culture should have a chance of happening upon correlated electorate failures. That is to say, if you have defined voting groups, something like 97: A>B>C>D 103: B>A>C>D then that's not too far off 1: A>B>C>D 1: B>A>C>D if the voting method only cares about the relative proportion of voters. But more generally, it's a good point; models that just draw voters from some distribution will only generate correlated behavior by chance, so it might be a good idea to create models that generate deliberately correlated voting. -km
FS
Forest Simmons
Mon, Aug 7, 2023 11:17 PM

On Sun, Aug 6, 2023, 4:57 AM Kristofer Munsterhjelm km_elmet@t-online.de
wrote:

On 8/6/23 03:11, Forest Simmons wrote:

The reason I'm willing to consider Implicit Approval at all is because
so far it's the only simple UD method we know of for generating a
monotone, clone free agenda for agenda based methods.

[The Ranked Pair finish order might work, but surely there's a simpler
solution than that!]

I do not think IA has any special burial resistance ... the burial
resistance is mostly if not entirely from the fact that in the three
candidate Smith case (the most common case by far when there is no
ballot CW) the lowest approval Smith candidate is the one most likely to
have been buried.

From my point of view your comments about truncation are a little off
base because nothing would substantially change strategically if
truncations were not allowed at all, because IA should be defined as
total number of ballots minus the equal bottom count, and (in such a way
that) equal bottom candidates can be either ranked equal bottom or all
truncated together without affecting ting the IA scores.

Sorry about that, I must've misunderstood. My impression

Your impression is the traditional flawed meaning of IA that Kevin, Chris,
and I have been fighting against for quite a while ... without making too
big a deal about it. DMC was the first context where we started making the
distinction, since DMC is based on eliminating candidates from the bottom
of the IA order until a pairwise unbeaten candidate emerges ... Benham
based on IA elimination.

of IA was that

you'd basically count candidates that were explicitly ranked, so e.g. for

12: A>B>C
11: B>C>A
10: C>A>B

every candidate would have an IA count of 33, but if you did

12: A
11: B>C>A
10: C>A>B

then A would have an IA of 33, and the other two would have 21.

Candidate X's bottom count is the number of ballots on which X out ranks
no candidate, and her top count is the number of ballots on which she is
not outranked.

X's implicit approval score is best defined as the total number of
ballots minus its bottom count plus epsilon times its top count.

The epsilon term is the built in tie breaker that makes the method
highly decisive in public elections even when complete rankings are
required as in Australia.

Keep in mind that the only purpose of the method, as far as we are
concerned is to get an agenda order that is both monotone and clone free
without going outside of UD.

That's good: these methods should be testable without having to model
where voters would put their approval cutoffs. That should give more
evidence to whether methods using these orders are cloneproof, monotone,
and burial resistant.[1]

However, there's a slight complication. As I first noticed back when JGA
was doing his simulations, impartial culture is overly nice to
Antiplurality-type methods; IC simulations will say they're extremely
good at resisting strategy. I never found out why - I think it's an
artifact of the distribution, but I don't know what. But what it means
is that I should probably create a spatial model before I start testing
methods that use bottom counts :-)

Hopefully I'll get to it, eventually, but I'm also probably going to
think about whether there are ways to salvage method X, first.

I wonder if my old idea about max A>B restricted to A=Head and B=Tail would
work.  In ther words elect the head of the strongest minimal covering
chain. The strength of a chain is the strength of the Head>Tail defeat. The
covering requirement is that no candidate defeats every member of the
chain. A minimal covering is one that ceases to cover when any of its
members is removed.

That requirement takes the place of the 1/n quota requirement.

The method is NP hard in general, but in practice (public elections) no
minimal covering chain has more than two members.

If grade ballots or other judgment ballots are preferred, that would
suit me fine ... but it would be exterior to UD.

My dream would be to have RCV ballots with optional strong approval and
strong disapproval annotations.

To me it is much easier to make those heart felt decisions than to put
in one all purpose cutoff that is supposed to separate the generally
approved from the unapproved.

The history of mathematics bears out this psychological observation
(about cutoff decisions): what we now call "calculus" was originally
"The Calculus of Infinitesimals" which involved distinguishing from
ordinary numbers those very close to zero and those very far from zero.

That calculus was the basis of all of the progress in mathematics from
the time of Newton, Leibniz,Euler; the Bernoullis, Laplace, Gauss, etc
... until the time of Cauchy, Weirstrauss and eventually Cantor, when
the logical foundations of "infinities" of various kinds came under
close scrutiny ... resulting in a reformulation of analysis in terms of
limits and other set theoretic constructs. Infinitesimals were put on
hold until set theoreticians and other mathematical logicians
(especially Abraham Robinson in the 1960's) finally advanced enough to
put infinitesimal calculus on a rigorous footing ... a system as
consistent as modern set theory itself ... which Euler and company had
long ago navigated flawlessly with their unerring intuition.

This ability to have the top approval and bottom disapproval while still
distinguishing the rankswould be a great improvement over current
implicit approval that requires collapsing to equal top or equal bottom
for the ability express respective approval or disapproval .... the
agonizing decision of whether sacrificing ordinal information for
approval/ disapproval information is worth it.

It seems to me that the decision of where to put these cutoffs would be
no harder than the current corresponding decisions about equal rankings
and truncations.

Am I the only one that feels that way?

I think it depends on the person. Myself, I find ranking easier than
rating, because I'm always trying (and failing) to find some natural
calibrated scale when rating, but ranking is easy: just "do I prefer a
world with X to one with Y?". And then if it's below my JND, equal-rank.

To me "Below my JND" is the same as "infinitely close." And "I strongly
approve X" means I consider X to be infinitely close to my favorite.  "I
strongly disapprove Z" means I consider Z to be infinitely close to my
anti-favorite.

I seem to recall that you said you get a feeling for a natural scale
after rating for long enough, in reference to grading papers.

Try to rank all of the student solutions to problem one, then to problem
two, then to problem three, etc and then use those rankings to get a finish
order among the students ... and you still have to decide where in the
finish order to put the cutoffs for the different grades.

My other source of intuition for "infinitely close" to ballot favorite or
ballot anti-favorite ... that is strongly approved or disapproved ... is
the Internal Set Theory formulation of "infinitely close" in any standard
topological space whether metrizeable or not:

If P is a standard point of a standard topological space S, then point X is
infinitely close to P
if and only if
X is in every standard neighborhood of P.

Perhaps

that is true; perhaps most people find a natural rating scale and I'm
the odd one out.

Some cases are clear cut: if I were faced with an election with a bunch
of contemporary candidates, and then Stalin and Hitler, I know where I
would put my cutoff. But generalizing it in a more nuanced multiparty
environment is hard. For instance, the Norwegian parties currently
represented in Parliament are, from left to right:

Red Party
Socialist Left
Green Party
Labor
Patient Focus
Center Party
Christian Democrats
Liberal Party
Conservative Party
Progress Party

These are all democratic parties in the sense that they support the
continuation of parliamentary democracy. There are no Orban-style
autocrats, and thus nobody to really "intensely disapprove of" as such.
Sure, there are some whose policies I'd rather not have be enacted, but
not on that level.

Perhaps I would disapprove of the other end of the scale from where my
preferences lie, but if you were to add a (hypothetical) Stalinist party
and a Norwegian NSDAP (to mirror the Stalin and Hitler example above),
then my disapproval thresholds would probably change so that I would
disapprove of those two and approve of all the democratic parties.

And what that suggests to me is that when multiparty rule happens and
there's more of a gradual scale, then it gets harder to place dividing
lines,

You seem to be forgetting that strong approval and strong disapproval are
optional designations. If you do not feel strongly about approving or
disapproving a candidate, then you cannot honestly use those designations.

In infinitesimal calculus, you are not required to classify every number
you use as infinitely large, infinitesimal, or neither ...  but it is nice
to have those options.

and that it's difficult to create an approval expression that

doesn't inherently violate the spirit of IIA due to calibration issues.

But it might just be me!

-km

[1] I'm not sure how it could be cloneproof though? Neither top nor
bottom preferences are cloneproof.

On Sun, Aug 6, 2023, 4:57 AM Kristofer Munsterhjelm <km_elmet@t-online.de> wrote: > On 8/6/23 03:11, Forest Simmons wrote: > > The reason I'm willing to consider Implicit Approval at all is because > > so far it's the only simple UD method we know of for generating a > > monotone, clone free agenda for agenda based methods. > > > > [The Ranked Pair finish order might work, but surely there's a simpler > > solution than that!] > > > > I do not think IA has any special burial resistance ... the burial > > resistance is mostly if not entirely from the fact that in the three > > candidate Smith case (the most common case by far when there is no > > ballot CW) the lowest approval Smith candidate is the one most likely to > > have been buried. > > > > From my point of view your comments about truncation are a little off > > base because nothing would substantially change strategically if > > truncations were not allowed at all, because IA should be defined as > > total number of ballots minus the equal bottom count, and (in such a way > > that) equal bottom candidates can be either ranked equal bottom or all > > truncated together without affecting ting the IA scores. > > Sorry about that, I must've misunderstood. My impression Your impression is the traditional flawed meaning of IA that Kevin, Chris, and I have been fighting against for quite a while ... without making too big a deal about it. DMC was the first context where we started making the distinction, since DMC is based on eliminating candidates from the bottom of the IA order until a pairwise unbeaten candidate emerges ... Benham based on IA elimination. of IA was that > you'd basically count candidates that were explicitly ranked, so e.g. for > > 12: A>B>C > 11: B>C>A > 10: C>A>B > > every candidate would have an IA count of 33, but if you did > > 12: A > 11: B>C>A > 10: C>A>B > > then A would have an IA of 33, and the other two would have 21. > > > Candidate X's bottom count is the number of ballots on which X out ranks > > no candidate, and her top count is the number of ballots on which she is > > not outranked. > > > > X's implicit approval score is best defined as the total number of > > ballots minus its bottom count plus epsilon times its top count. > > > > The epsilon term is the built in tie breaker that makes the method > > highly decisive in public elections even when complete rankings are > > required as in Australia. > > > > Keep in mind that the only purpose of the method, as far as we are > > concerned is to get an agenda order that is both monotone and clone free > > without going outside of UD. > > That's good: these methods should be testable without having to model > where voters would put their approval cutoffs. That should give more > evidence to whether methods using these orders are cloneproof, monotone, > and burial resistant.[1] > > However, there's a slight complication. As I first noticed back when JGA > was doing his simulations, impartial culture is overly nice to > Antiplurality-type methods; IC simulations will say they're extremely > good at resisting strategy. I never found out why - I think it's an > artifact of the distribution, but I don't know what. But what it means > is that I should probably create a spatial model before I start testing > methods that use bottom counts :-) > > Hopefully I'll get to it, eventually, but I'm also probably going to > think about whether there are ways to salvage method X, first. > I wonder if my old idea about max A>B restricted to A=Head and B=Tail would work. In ther words elect the head of the strongest minimal covering chain. The strength of a chain is the strength of the Head>Tail defeat. The covering requirement is that no candidate defeats every member of the chain. A minimal covering is one that ceases to cover when any of its members is removed. That requirement takes the place of the 1/n quota requirement. The method is NP hard in general, but in practice (public elections) no minimal covering chain has more than two members. > > > If grade ballots or other judgment ballots are preferred, that would > > suit me fine ... but it would be exterior to UD. > > > > My dream would be to have RCV ballots with optional strong approval and > > strong disapproval annotations. > > > > To me it is much easier to make those heart felt decisions than to put > > in one all purpose cutoff that is supposed to separate the generally > > approved from the unapproved. > > > > The history of mathematics bears out this psychological observation > > (about cutoff decisions): what we now call "calculus" was originally > > "The Calculus of Infinitesimals" which involved distinguishing from > > ordinary numbers those very close to zero and those very far from zero. > > > > That calculus was the basis of all of the progress in mathematics from > > the time of Newton, Leibniz,Euler; the Bernoullis, Laplace, Gauss, etc > > ... until the time of Cauchy, Weirstrauss and eventually Cantor, when > > the logical foundations of "infinities" of various kinds came under > > close scrutiny ... resulting in a reformulation of analysis in terms of > > limits and other set theoretic constructs. Infinitesimals were put on > > hold until set theoreticians and other mathematical logicians > > (especially Abraham Robinson in the 1960's) finally advanced enough to > > put infinitesimal calculus on a rigorous footing ... a system as > > consistent as modern set theory itself ... which Euler and company had > > long ago navigated flawlessly with their unerring intuition. > > > > This ability to have the top approval and bottom disapproval while still > > distinguishing the rankswould be a great improvement over current > > implicit approval that requires collapsing to equal top or equal bottom > > for the ability express respective approval or disapproval .... the > > agonizing decision of whether sacrificing ordinal information for > > approval/ disapproval information is worth it. > > > > It seems to me that the decision of where to put these cutoffs would be > > no harder than the current corresponding decisions about equal rankings > > and truncations. > > > > Am I the only one that feels that way? > > I think it depends on the person. Myself, I find ranking easier than > rating, because I'm always trying (and failing) to find some natural > calibrated scale when rating, but ranking is easy: just "do I prefer a > world with X to one with Y?". And then if it's below my JND, equal-rank. > To me "Below my JND" is the same as "infinitely close." And "I strongly approve X" means I consider X to be infinitely close to my favorite. "I strongly disapprove Z" means I consider Z to be infinitely close to my anti-favorite. > I seem to recall that you said you get a feeling for a natural scale > after rating for long enough, in reference to grading papers. Try to rank all of the student solutions to problem one, then to problem two, then to problem three, etc and then use those rankings to get a finish order among the students ... and you still have to decide where in the finish order to put the cutoffs for the different grades. My other source of intuition for "infinitely close" to ballot favorite or ballot anti-favorite ... that is strongly approved or disapproved ... is the Internal Set Theory formulation of "infinitely close" in any standard topological space whether metrizeable or not: If P is a standard point of a standard topological space S, then point X is infinitely close to P if and only if X is in every standard neighborhood of P. Perhaps > that is true; perhaps most people find a natural rating scale and I'm > the odd one out. > > Some cases are clear cut: if I were faced with an election with a bunch > of contemporary candidates, and then Stalin and Hitler, I know where I > would put my cutoff. But generalizing it in a more nuanced multiparty > environment is hard. For instance, the Norwegian parties currently > represented in Parliament are, from left to right: > > Red Party > Socialist Left > Green Party > Labor > Patient Focus > Center Party > Christian Democrats > Liberal Party > Conservative Party > Progress Party > > These are all democratic parties in the sense that they support the > continuation of parliamentary democracy. There are no Orban-style > autocrats, and thus nobody to really "intensely disapprove of" as such. > Sure, there are some whose policies I'd rather not have be enacted, but > not on that level. > > Perhaps I would disapprove of the other end of the scale from where my > preferences lie, but if you were to add a (hypothetical) Stalinist party > and a Norwegian NSDAP (to mirror the Stalin and Hitler example above), > then my disapproval thresholds would probably change so that I would > disapprove of those two and approve of all the democratic parties. > > And what that suggests to me is that when multiparty rule happens and > there's more of a gradual scale, then it gets harder to place dividing > lines, You seem to be forgetting that strong approval and strong disapproval are optional designations. If you do not feel strongly about approving or disapproving a candidate, then you cannot honestly use those designations. In infinitesimal calculus, you are not required to classify every number you use as infinitely large, infinitesimal, or neither ... but it is nice to have those options. and that it's difficult to create an approval expression that > doesn't inherently violate the spirit of IIA due to calibration issues. > > But it might just be me! > > -km > > [1] I'm not sure how it could be cloneproof though? Neither top nor > bottom preferences are cloneproof. >
FS
Forest Simmons
Mon, Aug 7, 2023 11:27 PM

I strongly approve of this message!

For me the UD challenge is like Climbing Everest barefoot ... can it be
done?

Did Tenzing do it?

On Sun, Aug 6, 2023, 6:01 AM Toby Pereira tdp201b@yahoo.co.uk wrote:

Given that you would not have a problem with graded ballots, but the
problem is that it would be outside Universal/Unrestricted Domain, this
raises the question of what about UD makes it so important to you in the
first place?

I think I've said before on here that I think score/graded ballots should
work very well with a Condorcet method, as long as you have enough grades
so that voters can make a distinction between enough candidates that they
are realistically likely to want to. I think it would be easier for the
voter, since they can grade the candidates in any order they want without
having to do so in order (and possibly miss one out), and it allows for
ties in the middle of the ranking rather than just by truncating at the
end. Voters wouldn't have to worry about the "meaning" of grades because
they would only be used to generate a preference order, with ties allowed.
It should also mitigate against the problem of burial. If the grade for a
candidate is left blank, it would be taken to mean the bottom grade, and
voters are likely to bottom grade or leave blank all candidates they don't
really like, rather than having to individually rank them. A ranked ballot
would likely encourage voters to bury their disliked frontrunner below
other candidates they dislike or don't care about. With grades a voter
could still bury this candidate if they wanted, but they wouldn't be
"nudged" into it by the ballot type, which I think they would be more so
with a ranked ballot.

Toby

On Sunday, 6 August 2023 at 02:12:26 BST, Forest Simmons <
forest.simmons21@gmail.com> wrote:

Keep in mind that the only purpose of the method, as far as we are

concerned is to get an agenda order that is both monotone and clone free
without going outside >of UD.

If grade ballots or other judgment ballots are preferred, that would suit

me fine ... but it would be exterior to UD.

fws

I strongly approve of this message! For me the UD challenge is like Climbing Everest barefoot ... can it be done? Did Tenzing do it? On Sun, Aug 6, 2023, 6:01 AM Toby Pereira <tdp201b@yahoo.co.uk> wrote: > Given that you would not have a problem with graded ballots, but the > problem is that it would be outside Universal/Unrestricted Domain, this > raises the question of what about UD makes it so important to you in the > first place? > > I think I've said before on here that I think score/graded ballots should > work very well with a Condorcet method, as long as you have enough grades > so that voters can make a distinction between enough candidates that they > are realistically likely to want to. I think it would be easier for the > voter, since they can grade the candidates in any order they want without > having to do so in order (and possibly miss one out), and it allows for > ties in the middle of the ranking rather than just by truncating at the > end. Voters wouldn't have to worry about the "meaning" of grades because > they would only be used to generate a preference order, with ties allowed. > It should also mitigate against the problem of burial. If the grade for a > candidate is left blank, it would be taken to mean the bottom grade, and > voters are likely to bottom grade or leave blank all candidates they don't > really like, rather than having to individually rank them. A ranked ballot > would likely encourage voters to bury their disliked frontrunner below > other candidates they dislike or don't care about. With grades a voter > could still bury this candidate if they wanted, but they wouldn't be > "nudged" into it by the ballot type, which I think they would be more so > with a ranked ballot. > > Toby > > On Sunday, 6 August 2023 at 02:12:26 BST, Forest Simmons < > forest.simmons21@gmail.com> wrote: > > > >Keep in mind that the only purpose of the method, as far as we are > concerned is to get an agenda order that is both monotone and clone free > without going outside >of UD. > > >If grade ballots or other judgment ballots are preferred, that would suit > me fine ... but it would be exterior to UD. > > >fws > > > > >