Has there been any consideration of a random ballot / Smith combo method? That is, select a random ballot, and chose its highest-ranked Smith-set candidate. It's very simple, and it also looks both monotonic* and clone-proof.
Granted, we lose the strategy-proofness of random ballot, but maybe even then it's not too bad? Consider the burial problem. A faction with a particular Favorite tries to force a cycle between the Honest Condorcet Winner (HCW) and a Bus candidate to throw HCW under, even though Bus is truly their least preferred of the three. Under typical methods, the ideal outcome for this strategic faction is to have the resulting three-way cycle break in favor of Favorite, so the final outcome shifts from 100% HCW to 100% Favorite. Under random ballot / Smith, though, the best case is a lottery between HCW, Favorite, and Bus. (If the faction could make Favorite a Condorcet winner outright, they wouldn't need to try this trick.) Maybe that lottery is still preferable to 100% HCW, but then again maybe not. At the same time, as with any Condorcet method, if it blows up in their face they end up making Bus the Condorcet winner instead. Less upside for the same downside.
On 2025-09-15 23:33, Joshua Boehme via Election-Methods wrote:
Has there been any consideration of a random ballot / Smith combo
method? That is, select a random ballot, and chose its highest-ranked
Smith-set candidate. It's very simple, and it also looks both monotonic*
and clone-proof.
Granted, we lose the strategy-proofness of random ballot, but maybe even
then it's not too bad? Consider the burial problem. A faction with a
particular Favorite tries to force a cycle between the Honest Condorcet
Winner (HCW) and a Bus candidate to throw HCW under, even though Bus is
truly their least preferred of the three. Under typical methods, the
ideal outcome for this strategic faction is to have the resulting
three-way cycle break in favor of Favorite, so the final outcome shifts
from 100% HCW to 100% Favorite. Under random ballot / Smith, though, the
best case is a lottery between HCW, Favorite, and Bus. (If the faction
could make Favorite a Condorcet winner outright, they wouldn't need to
try this trick.) Maybe that lottery is still preferable to 100% HCW, but
then again maybe not. At the same time, as with any Condorcet method, if
it blows up in their face they end up making Bus the Condorcet winner
instead. Less upside for the same downside.
I think that this property is balanced by that it also goes random if an
innocent cycle occurs or if the buriers' attempts would otherwise fail.
A deterministic method sometimes gets it right (and elects either the
honest winner or the bus) and sometimes is fooled (and elects the
burier's candidate); Smith/RB gets it partially right all the time
instead of fully right or not right at all.
I'm not sure what the expectation of getting it right over, say, all
impartial or spatial elections of a particular candidate would be (in
the limit of number of voters going to infinity), so I can't say for
sure if it would be worth it. Maybe it is - maybe even risk aversion
would keep people from trying to engineer a cycle at all. But without
testing, I wouldn't know :-)
It does open the possibility to other "nonconventional" methods, though.
For instance, you could have a second round if there's a cycle (runoff
style), or you could draw an assembly at random and have them decide
after deliberation, using some kind of supermajority requirement or
Heitzig-type consensus mechanism. If the burier's favorite is easy to
spot, these should both make burial impractical. Armytage also suggested
a candidate withdrawal option, where the bus withdraws and thus makes
the burial fail.
-km
On 9/20/25 7:13 AM, Kristofer Munsterhjelm wrote:
I think that this property is balanced by that it also goes random if an
innocent cycle occurs or if the buriers' attempts would otherwise fail. A
deterministic method sometimes gets it right (and elects either the honest
winner or the bus) and sometimes is fooled (and elects the burier's
candidate); Smith/RB gets it partially right all the time instead of fully
right or not right at all.
I'm not sure what the expectation of getting it right over, say, all
impartial or spatial elections of a particular candidate would be (in the
limit of number of voters going to infinity), so I can't say for sure if it
would be worth it. Maybe it is - maybe even risk aversion would keep people
from trying to engineer a cycle at all. But without testing, I wouldn't
know :-)
It does open the possibility to other "nonconventional" methods, though. For
instance, you could have a second round if there's a cycle (runoff style),
or you could draw an assembly at random and have them decide after
deliberation, using some kind of supermajority requirement or Heitzig-type
consensus mechanism. If the burier's favorite is easy to spot, these should
both make burial impractical. Armytage also suggested a candidate withdrawal
option, where the bus withdraws and thus makes the burial fail.
-km
Where I would quibble is with the characterization of the "right" solution for a cycle. Sure, if you absolutely cannot implement any stochastic solution at all, then yes break the weakest link in a 3-cycle. Then again, what happens if two or three links are tied for weakest? Avoiding stochastic solutions entirely is very challenging. I'd argue it's also unnecessary. Everyone's comfortable with a random tiebreaker for plurality elections. Cycles are just a more general form of tie.
(It's also worth mentioning that avoiding impacts from clones in tiebreakers generally requires a little more care than in the plurality case -- since plurality isn't cloneproof anyway -- but in at least some voting systems it's still straightforward; picking a random ballot as the basis for breaking the tie typically suffices.)
On 2025-09-21 13:33, Joshua Boehme via Election-Methods wrote:
On 9/20/25 7:13 AM, Kristofer Munsterhjelm wrote:
I think that this property is balanced by that it also goes random if
an innocent cycle occurs or if the buriers' attempts would otherwise
fail. A deterministic method sometimes gets it right (and elects
either the honest winner or the bus) and sometimes is fooled (and
elects the burier's candidate); Smith/RB gets it partially right all
the time instead of fully right or not right at all.
I'm not sure what the expectation of getting it right over, say, all
impartial or spatial elections of a particular candidate would be (in
the limit of number of voters going to infinity), so I can't say for
sure if it would be worth it. Maybe it is - maybe even risk aversion
would keep people from trying to engineer a cycle at all. But without
testing, I wouldn't know :-)
It does open the possibility to other "nonconventional" methods,
though. For instance, you could have a second round if there's a cycle
(runoff style), or you could draw an assembly at random and have them
decide after deliberation, using some kind of supermajority
requirement or Heitzig-type consensus mechanism. If the burier's
favorite is easy to spot, these should both make burial impractical.
Armytage also suggested a candidate withdrawal option, where the bus
withdraws and thus makes the burial fail.
-km
Where I would quibble is with the characterization of the "right"
solution for a cycle. Sure, if you absolutely cannot implement any
stochastic solution at all, then yes break the weakest link in a
3-cycle. Then again, what happens if two or three links are tied for
weakest? Avoiding stochastic solutions entirely is very challenging.
I meant "right" as in "a way that doesn't reward the buriers" by
electing the pre-burial winner or punishing the buriers by electing the
bus (under which the honest candidate is thrown). I guess I could have
made that clearer before I used the term.
Breaking at the weakest pairwise victory may not be "right" in this
sense; e.g. fpA-fpC and Smith//IRV resist burial more effectively than
minmax does.
So my point was more that if you want to ignore or punish buriers who
set up a cycle, then deterministic methods discourage strategy by making
burial only work some of the time, and be detrimental to the buriers the
rest of the time. In contrast, Smith,RB makes burial work partly all of
the time (as long as the buriers can engineer a cycle), because the
burier's candidate has a nonzero chance of being elected.
The appeal (as I read it) is that even if burial succeeds, there's a
chance that the pre-burial honest winner or the bus gets elected
instead, which makes it risky to bury in the first place. But it's still
possible that there exist deterministic methods where the expected
probability of burial succeeding is lower than the same expectation for
Smith,RB.
I'd argue it's also unnecessary. Everyone's comfortable with a random
tiebreaker for plurality elections. Cycles are just a more general form
of tie.
The few large-scale political Condorcet cycles (Minneapolis and Oakland
IIRC) seem to be noise, and a random tiebreaker would be okay in that
case, I think. But adopting Condorcet could lead to more candidates
running and more issues being considered at once, which in turn could
lead to "true" Condorcet cycles. Warren Smith used an example like:
Candidate Domestic Foreign Corruption
A Improve Wage war Some dirty
public services dealings
B Maintain status quo Peace Clear mob
with disinterest connections
C Drain maintenance Vague Clean and
budgets mumbling transparent
Suppose the voters who mainly care about services vote A>B>C, the ones
who care about foreign policy vote B>C>A, and the ones who care about
corruption vote C>A>B. Then you could get a Condorcet cycle if they're
mainly focused on their own issue.
If such situations would be common, then just breaking things by a tie
may not be good enough, because the presence of a cycle indicates a
society with conflicted opinions rather than one that's indifferent.
(It's also worth mentioning that avoiding impacts from clones in
tiebreakers generally requires a little more care than in the plurality
case -- since plurality isn't cloneproof anyway -- but in at least some
voting systems it's still straightforward; picking a random ballot as
the basis for breaking the tie typically suffices.)
Random ballot is cloneproof, so that should work. Random plurality -
picking proportional to first preference counts after eliminiating
non-Smith members - would also work, since the sum of clones' first
preferences is the same as the first preference count of the cloned
candidate.
-km