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Re: [EM] Copeland Done Right (corrected)

FS
Forest Simmons
Wed, Dec 2, 2020 10:56 PM

Everything works fine if we replace the random ballot distribution with an
estimate of winning probabilities not determined from the rankings.

A discussion of how to do that is beyond the scope of this message, but a
quick and dirty way would be to have the voters indicate which of the
alternatives they consider to be viable, and make the respective
probability estimates proportional to the number of viability marks.

With that adjustment we can restore the original symmetry of Joe
Weinstein's rule. The DSV version of approval based on rankings becomes...
for each ballot B and each alternative X, approve X on B if and only if the
alternatives ranked strictly above X on B have greater total winning
probability than those ranked strictly below X.

Now for de-cloned Copeland: The de-cloned Copeland score of alternative X
is the sum of the probabilities of the alternatives pairwise beaten by X
minus the sum of the probabilities of the alternatives that beat X
pairwise. The alternative with the highest score is declared winner!

Notice that if X covers Y, and Y has positive probability, then X has a
greater score than Y. In other words this version of Copeland preserve the
Landau property: it always elects uncovered alternatives.

On Wednesday, December 2, 2020, <
election-methods-request@lists.electorama.com> wrote: ...

1. Re: Copeland Done Right (fatal flaw) (Forest Simmons)
2. Proof idea that IRV can't be summable (Kristofer Munsterhjelm)

Message: 1
Date: Tue, 1 Dec 2020 13:15:07 -0800
From: Forest Simmons fsimmons@pcc.edu
To: EM election-methods@lists.electorama.com
Subject: Re: [EM] Copeland Done Right (fatal flaw)
Message-ID:
<CAP29onf5cvRUkpssc20TnswoE2QSu_ofBmmeVJcq7qgpgbO83A@mail.
gmail.com>
Content-Type: text/plain; charset="utf-8"

Fatal flaw in the monotonicity argument: it turns out that raising X to Top
on one ballot might increase the approval of Y on other ballots where
alternative Y is still ranked higher than X. So even though we have shown
that the approval of X does not decrease, there is a possibility that the
approval of alternative Y might surpass it.

On Monday, November 30, 2020, Forest Simmons fsimmons@pcc.edu wrote:

A while back I made an attempt to de clone Copeland while preserving the
property of electing uncovered alternatives. Although I got tantalizingly
close I could not quite pull it off at the time. But recent discussions
about the difficulty voters have deciding approval cut offs have led me

to

explore various ideas one of which gave me the key to success in our old
Copeland sprucing up endeavor.

Although it is tempting to completely remove he scaffolding and reveal

the

solution in its Stark Beauty with no trace of the method of discovery, in
honor of Leonard Euler and with no disrespect for Carl Friedrich Gauss I
would like to lead you through the successful line of thinking hoping

that

you will enjoy the journey as much as destination.

As I mentioned above, pondering on approval strategy got me started on

the

right path. In particular, an idea Joe Weinstein suggested in the early
days of the EM list: approve an alternative X if and only if it seems

more

likely for the winner to be someone you like less than X than for the
winner to be someone you like more than X.

Two immediate corollaries of this rule are to always approve your

favorite

and never approve your most despised alternative since there is no
likelihood at all that the winner will be an alternative that you like

more

than your favorite nor is there any likelihood that the winner will be an
alternative that you like less than your most despised.

Another corollary, as Weinstein pointed out, is that when there are two
clear front-runners, and you like one of them better than the other, you
should have proved that one but not the other. How about the Alternatives
in between? Approve them only if the front-runner that you approved is

less

likely to win then the one you did not approve.

What if all of the candidates seem equally likely to win ...  in other
words what if we have zero information about winning probabilities? Then
Weinstein's rule posits that we should approve every alternative above

the

median and disapprove every alternative below the median, and flip a coin
to decide about the median alternative itself.

This zero information case exposes two weaknesses of the rule: (1)

unless

the winning probabilities respect clone sets, the rule gives clone
dependent advice, and (2) it cannot truly give optimal approval advice
because it takes into account only ordinal as opposed to cardinal
information beyond the likelihood estimates themselves.

Compare for example, the optimal zero- info strategy that takes
objectively quantifiable ratings (e.g. dollar costs/benefits) into

account

when they are available: approve every above mean rated alternative.

So for now, with Weinstein we humbly settle for doing the best we can

with

rankings as opposed to ratings.

So back to (1) ... how do we de-clone Weinstein's rule? Here we make use
of a standard clone independent probability distribution as a plausible
surrogate for "winning probabilities:" namely the random ballot

probability

distribution ... after all if the winner were chosen by random ballot (a
clone independent method of election) the random ballot distribution

would

be by definition the distribution of winning probabilities. Note by way

of

contrast that the distribution we resorted to in the zero-info case above
was the "random candidate" distribution. But why settle for that when we
have access to the (clone independent and information rich) random

(ballot)

favorite probabilities as soon as the ballots are tallied?

It was disappointing the first time I tried implementing Weinstein's rule
with random ballot probabilities ... and reminiscent of our recent
disappointment in our efforts to de-clone Copeland; the clone problem was
solved, but at a cost of loss of monotonicity (mono raise).

Weinstein's rule has a certain symmetry comparing winning probabilities
above and below the alternative in question. As it happens in my most
recent attempts I considered giving partial approval to the  "cutoff
alternative" i.e. the one which has a majority of the probability neither
above nor below it. Something kept drawing me back to this idea...

perhaps

we could use something like Andy's mental coin flip estimate of whether

the

cutoff alternative was closer to Top or Bottom to decide whether to

approve

it or not ... I was willing to abandom purely ordinal ballots if

necessary

to get something useful out of this!

The turning point came when I finally got the courage to give up on
symmetry and always approve or always disapprove the cut off alternative.
There did not seem to be any a priori way to decide between these two
extremes because on the one hand always including could mean approving
Bottom if Bottom had 51 percent of the probability or disapproving Top if
Top had 51 percent of the probability. Which would be worse?

If you think about it, the first of these two bad approval decisions is
the one that is harmless ... why? Because if Bottom has 51 percent of the
(random ballot) probability, then any decent rankings based deterministic
method should elect Bottom ... so no harm done.

So here is the DSV (designated strategy voting) method for automatically
transforming ranked ballots into approval ballots:

First tabulate the random ballot probabilities.

Then on each ballot B, approve each alternative X such that the combined
random ballot probability of the winner being ranked strictly ahead of
(i.e. above) X on ballot B is at most fifty percent.

In other words if there is an even chance or greater that the winner of a
random ballot election would be ranked (by ballot B)  below X or equal

with

X, then approve X.

If you like, you could distnguish between truncation and being "ranked"

at

the bottom. So the above rule applies when X is ranked, and no truncated
alternative is approved period!

So let's seen how this asymmetry confers mono-raise compliance:

Suppose that the only change is that X is raised on some ballot B.  The
only potential problem is if the probabilities change, and that can only
happen if X is raised to equal first. That would would result in X being
approved on ballot B ... so far so good.

But what about on some other ballot B'? Could an increase in Prob(X)
actually move the approval cutoff up so that on ballot B' alternative X
goes from approved to disapproved?

The answer is no, because whatever amount of probability is lost by the
alternatives below X on B' is gained by X, so the amount of probability
less than or equal to X is at least as great as before,  so X does not

lose

approval on ballot B'.

It turns out that the same asymmetry trick works to preserve monotonicity
in de-cloned Copeland, as I will show in the next message!

Everything works fine if we replace the random ballot distribution with an estimate of winning probabilities not determined from the rankings. A discussion of how to do that is beyond the scope of this message, but a quick and dirty way would be to have the voters indicate which of the alternatives they consider to be viable, and make the respective probability estimates proportional to the number of viability marks. With that adjustment we can restore the original symmetry of Joe Weinstein's rule. The DSV version of approval based on rankings becomes... for each ballot B and each alternative X, approve X on B if and only if the alternatives ranked strictly above X on B have greater total winning probability than those ranked strictly below X. Now for de-cloned Copeland: The de-cloned Copeland score of alternative X is the sum of the probabilities of the alternatives pairwise beaten by X minus the sum of the probabilities of the alternatives that beat X pairwise. The alternative with the highest score is declared winner! Notice that if X covers Y, and Y has positive probability, then X has a greater score than Y. In other words this version of Copeland preserve the Landau property: it always elects uncovered alternatives. On Wednesday, December 2, 2020, < election-methods-request@lists.electorama.com> wrote: ... > > > 1. Re: Copeland Done Right (fatal flaw) (Forest Simmons) > 2. Proof idea that IRV can't be summable (Kristofer Munsterhjelm) > > > ---------------------------------------------------------------------- > > Message: 1 > Date: Tue, 1 Dec 2020 13:15:07 -0800 > From: Forest Simmons <fsimmons@pcc.edu> > To: EM <election-methods@lists.electorama.com> > Subject: Re: [EM] Copeland Done Right (fatal flaw) > Message-ID: > <CAP29onf5cvRUkpssc20TnswoE2QSu_ofBmmeVJcq7qgpgbO83A@mail. > gmail.com> > Content-Type: text/plain; charset="utf-8" > > Fatal flaw in the monotonicity argument: it turns out that raising X to Top > on one ballot might increase the approval of Y on other ballots where > alternative Y is still ranked higher than X. So even though we have shown > that the approval of X does not decrease, there is a possibility that the > approval of alternative Y might surpass it. > > On Monday, November 30, 2020, Forest Simmons <fsimmons@pcc.edu> wrote: > > > A while back I made an attempt to de clone Copeland while preserving the > > property of electing uncovered alternatives. Although I got tantalizingly > > close I could not quite pull it off at the time. But recent discussions > > about the difficulty voters have deciding approval cut offs have led me > to > > explore various ideas one of which gave me the key to success in our old > > Copeland sprucing up endeavor. > > > > Although it is tempting to completely remove he scaffolding and reveal > the > > solution in its Stark Beauty with no trace of the method of discovery, in > > honor of Leonard Euler and with no disrespect for Carl Friedrich Gauss I > > would like to lead you through the successful line of thinking hoping > that > > you will enjoy the journey as much as destination. > > > > As I mentioned above, pondering on approval strategy got me started on > the > > right path. In particular, an idea Joe Weinstein suggested in the early > > days of the EM list: approve an alternative X if and only if it seems > more > > likely for the winner to be someone you like less than X than for the > > winner to be someone you like more than X. > > > > Two immediate corollaries of this rule are to always approve your > favorite > > and never approve your most despised alternative since there is no > > likelihood at all that the winner will be an alternative that you like > more > > than your favorite nor is there any likelihood that the winner will be an > > alternative that you like less than your most despised. > > > > Another corollary, as Weinstein pointed out, is that when there are two > > clear front-runners, and you like one of them better than the other, you > > should have proved that one but not the other. How about the Alternatives > > in between? Approve them only if the front-runner that you approved is > less > > likely to win then the one you did not approve. > > > > What if all of the candidates seem equally likely to win ... in other > > words what if we have zero information about winning probabilities? Then > > Weinstein's rule posits that we should approve every alternative above > the > > median and disapprove every alternative below the median, and flip a coin > > to decide about the median alternative itself. > > > > This zero information case exposes two weaknesses of the rule: (1) > unless > > the winning probabilities respect clone sets, the rule gives clone > > dependent advice, and (2) it cannot truly give optimal approval advice > > because it takes into account only ordinal as opposed to cardinal > > information beyond the likelihood estimates themselves. > > > > Compare for example, the optimal zero- info strategy that takes > > objectively quantifiable ratings (e.g. dollar costs/benefits) into > account > > when they are available: approve every above mean rated alternative. > > > > So for now, with Weinstein we humbly settle for doing the best we can > with > > rankings as opposed to ratings. > > > > So back to (1) ... how do we de-clone Weinstein's rule? Here we make use > > of a standard clone independent probability distribution as a plausible > > surrogate for "winning probabilities:" namely the random ballot > probability > > distribution ... after all if the winner were chosen by random ballot (a > > clone independent method of election) the random ballot distribution > would > > be by definition the distribution of winning probabilities. Note by way > of > > contrast that the distribution we resorted to in the zero-info case above > > was the "random candidate" distribution. But why settle for that when we > > have access to the (clone independent and information rich) random > (ballot) > > favorite probabilities as soon as the ballots are tallied? > > > > It was disappointing the first time I tried implementing Weinstein's rule > > with random ballot probabilities ... and reminiscent of our recent > > disappointment in our efforts to de-clone Copeland; the clone problem was > > solved, but at a cost of loss of monotonicity (mono raise). > > > > Weinstein's rule has a certain symmetry comparing winning probabilities > > above and below the alternative in question. As it happens in my most > > recent attempts I considered giving partial approval to the "cutoff > > alternative" i.e. the one which has a majority of the probability neither > > above nor below it. Something kept drawing me back to this idea... > perhaps > > we could use something like Andy's mental coin flip estimate of whether > the > > cutoff alternative was closer to Top or Bottom to decide whether to > approve > > it or not ... I was willing to abandom purely ordinal ballots if > necessary > > to get something useful out of this! > > > > The turning point came when I finally got the courage to give up on > > symmetry and always approve or always disapprove the cut off alternative. > > There did not seem to be any a priori way to decide between these two > > extremes because on the one hand always including could mean approving > > Bottom if Bottom had 51 percent of the probability or disapproving Top if > > Top had 51 percent of the probability. Which would be worse? > > > > If you think about it, the first of these two bad approval decisions is > > the one that is harmless ... why? Because if Bottom has 51 percent of the > > (random ballot) probability, then any decent rankings based deterministic > > method should elect Bottom ... so no harm done. > > > > So here is the DSV (designated strategy voting) method for automatically > > transforming ranked ballots into approval ballots: > > > > First tabulate the random ballot probabilities. > > > > Then on each ballot B, approve each alternative X such that the combined > > random ballot probability of the winner being ranked strictly ahead of > > (i.e. above) X on ballot B is at most fifty percent. > > > > In other words if there is an even chance or greater that the winner of a > > random ballot election would be ranked (by ballot B) below X or equal > with > > X, then approve X. > > > > If you like, you could distnguish between truncation and being "ranked" > at > > the bottom. So the above rule applies when X is ranked, and no truncated > > alternative is approved period! > > > > So let's seen how this asymmetry confers mono-raise compliance: > > > > Suppose that the only change is that X is raised on some ballot B. The > > only potential problem is if the probabilities change, and that can only > > happen if X is raised to equal first. That would would result in X being > > approved on ballot B ... so far so good. > > > > But what about on some other ballot B'? Could an increase in Prob(X) > > actually move the approval cutoff up so that on ballot B' alternative X > > goes from approved to disapproved? > > > > The answer is no, because whatever amount of probability is lost by the > > alternatives below X on B' is gained by X, so the amount of probability > > less than or equal to X is at least as great as before, so X does not > lose > > approval on ballot B'. > > > > It turns out that the same asymmetry trick works to preserve monotonicity > > in de-cloned Copeland, as I will show in the next message! > > > > > > > > > > >